SEC Form 4 · accession 0001127855-17-000267
KonaRed Corp · KRED
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kyle Redfield
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Oct 24, 2017
Accepted (ET)
Oct 30, 2017 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001527355
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.042 | Oct 24, 2017 | A | 18,368,516 | A | Apr 24, 2018 | Oct 24, 2027 | Common Stock | 18,368,516 | 18,368,516 | D |
| Stock Option (right to buy)F2 | $1,415.4661 | Oct 24, 2017 | A | 67 | A | Apr 24, 2018 | Oct 24, 2027 | Series B Preferred Stock | 67 | 67 | D |
Explanation of responses
- F1Nonqualified stock options granted under stock option plan. Vests in 36 equal monthly installments from 10/24/2017, subject to a 6-month cliff.
- F2Nonqualified stock options granted under stock option plan. Each share of Series B Preferred Stock would (subject to any antidilution adjustments) be convertible into 50,000 shares of Common Stock. Vests in 36 equal monthly installments from 10/24/2017, subject to a 6-month cliff.