SEC Form 4 · accession 0001127602-17-030528
CABOT MICROELECTRONICS CORP · CCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Hill
Director
Period of report
Oct 30, 2017
Accepted (ET)
Oct 30, 2017 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001102934
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2017 | M | 6,000 | $51.57 | A | 15,104 | D | |
| Common Stock | Oct 30, 2017 | S | 6,000 | $94.5842 | D | 9,104 | D | |
| Common Stock | Oct 30, 2017 | M | 9,638 | $39.29 | A | 18,742 | D | |
| Common Stock | Oct 30, 2017 | S | 9,638 | $94.5842 | D | 9,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $51.57 | Oct 30, 2017 | M | 6,000 | D | Mar 3, 2016 | Mar 3, 2025 | Common Stock | 6,000 | 0 | D |
| Stock Options (Right to Buy)F3 | $39.29 | Oct 30, 2017 | M | 9,638 | D | Mar 8, 2017 | Mar 8, 2026 | Common Stock | 9,638 | 0 | D |
Explanation of responses
- F1Sale to cover exercise price of cashless exercise of stock options.
- F2Directors' Annual (2015) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% vested on 3/3/2016.
- F3Directors' Annual (2016) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% vested on 3/8/2017.