SEC Form 4 · accession 0001096906-17-000694
BlackRidge Technology International, Inc. · BRTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Henry Bruderman Jr.
Director
Period of report
Aug 29, 2017
Accepted (ET)
Oct 30, 2017 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001456212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 29, 2017 | A | 23,333 | $0.50 | A | 90,000 | I | NA |
| Common StockF2,F1 | Sep 11, 2017 | A | 32,222 | $0.60 | A | 32,222 | I | NA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1 | $0.60 | Aug 29, 2017 | A | 23,333 | A | Aug 29, 2017 | Aug 29, 2022 | cs | 23,333 | 23,333 | I |
Explanation of responses
- F1Represents the portion of the securities owned by Mr. Bruderman based on Mr. Bruderman's pecuniary interest in Mag Ventures, LLC.
- F2On September 11, 2017, the Company issued restricted common stock to its employees and affiliates in lieu of cash payment of deferred wages and compensation at $0.60 per restricted common share. The restricted common stock is restricted from sale for ten months from the date of issue.