SEC Form 4 · accession 0000711377-17-000042
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Herbert
Officer — Executive Chairman · Director
Period of report
Oct 27, 2017
Accepted (ET)
Oct 31, 2017 · 8:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Right to Buy)F1 | $80.57 | Oct 27, 2017 | M | 75,000 | A | — | Nov 27, 2022 | Common Stock | 75,000 | 329,425 | D |
Explanation of responses
- F1The options were granted on 10/27/2017, have five year lives, and vest in equal 20% installments on each of the first five anniversary dates of the grant