SEC Form 4 · accession 0001096906-17-000696
BlackRidge Technology International, Inc. · BRTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John William Hayes
Director · 10% Owner
Period of report
Mar 2, 2017
Accepted (ET)
Oct 30, 2017 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001456212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2017 | A | 1,501,771 | $0.60 | A | 7,194,357 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $0.60 | Mar 2, 2017 | A | 0 | A | Mar 2, 2017 | Mar 2, 2022 | cs | 16,667 | 16,667 | D |
Explanation of responses
- F1On September 11, 2017, the Company issued restricted common stock to its employees and affiliates in lieu of cash payment of deferred wages and compensation at $0.60 per restricted common share. The restricted common stock is restricted from sale for ten months from the date of issue.