SEC Form 4/A · accession 0001140361-17-040098
Veritone, Inc. · VERI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christopher J. Oates
Director
Period of report
May 11, 2017
Accepted (ET)
Oct 30, 2017 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001615165
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F2 | $15.00 | May 11, 2017 | A | 84,000 | A | — | May 10, 2027 | Common Stock | 84,000 | 84,000 | D |
Explanation of responses
- F1This Amendment is being filed to add the grant of a stock option that was inadvertently omitted from the original Form 4 filing.
- F2Twenty-five percent (25%) of the option shares vest on May 11, 2018 (the first anniversary of the grant date) and the balance of the option shares vest in 36 equal monthly installments thereafter.