SEC Form 4 · accession 0001127602-17-030573
PRICE T ROWE GROUP INC · TROW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C Rogers
Other
Period of report
Oct 27, 2017
Accepted (ET)
Oct 31, 2017 · 11:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113169
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 27, 2017 | M | 102,293 | $54.8329 | A | 2,427,618 | D | |
| Common Stock | Oct 27, 2017 | M | 52,048 | $48.56 | A | 2,479,666 | D | |
| Common Stock | Oct 27, 2017 | F | 120,832 | $93.98 | D | 2,358,834 | D | |
| Common Stock | holding | — | — | — | 150,000 | I | 2012 Rogers Family Trust | |
| Common Stock | holding | — | — | — | 200,000 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $54.8329 | Oct 27, 2017 | M | 102,293 | D | Sep 4, 2009 | Sep 4, 2018 | Common Stock | 102,293 | 0 | D |
| Stock Options (Right to Buy)F2 | $48.56 | Oct 27, 2017 | M | 52,048 | D | Nov 1, 2012 | Sep 8, 2021 | Common Stock | 52,048 | 0 | D |
Explanation of responses
- F109/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009.
- F209/08/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.