Company · CIK 0000072971 · SIC 6021 — National Commercial Banks · NYSE

WELLS FARGO & COMPANY/MN · WFC

Insider activity reported against this company. All insider holders · Files at: NAD, NQP, NKG, NTC, NAZ, NUM, NZF, PMX and 15 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $6.1M · 6sales $464.9M · 38net −$458.8M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 1, 2016 FMForm 4 →	Mar 3, 2:40 pm EST	Timothy J SloanPresident & COO	240,930	$40.92	$9,858,157	542,858	—	plan?
Mar 1, 2016 FMForm 4 →	Mar 3, 2:06 pm EST	Michael J LoughlinSr. Executive Vice President	16	$48.72	$769	1,266	—	plan? amended
Mar 1, 2016 FMForm 4 →	Mar 3, 1:45 pm EST	Lloyd H DeanDirector	15,289	$41.68	$637,220	41,808	—	plan?
Feb 12, 2016 FMForm 4 →	Feb 16, 1:50 pm EST	Cynthia MilliganDirector	11,238	$38.57	$433,398	82,093	—	plan?
Dec 14, 2015 GForm 5 →	Feb 12, 2016, 1:19 pm EST	Avid ModjtabaiSr. Executive Vice President	330	—	—	300,237	—	plan?
Dec 11, 2015 SForm 4 →	Dec 11, 2:39 pm EST	John G StumpfChairman & CEO, Director	30,000	$53.72	$1,611,600	799,024	−3.62%	plan?
Dec 9, 2015 SForm 4 →	Dec 11, 2:29 pm EST	Michael J LoughlinSr. Executive Vice President	20,000	$54.48	$1,089,600	213,112	−8.58%	plan?
Dec 3, 2015 FMForm 4 →	Dec 7, 2:07 pm EST	Susan SwensonDirector	10,656	$40.67	$433,410	95,154	—	plan?
Nov 24, 2015 GForm 4 →	Dec 11, 2:29 pm EST	Michael J LoughlinSr. Executive Vice President	38,810	—	—	233,112	—	plan? late
Oct 30, 2015 GForm 5 →	Feb 12, 2016, 1:25 pm EST	John R. ShrewsberrySenior Executive VP & CFO	32,464	—	—	218,185	—	plan?
Oct 28, 2015 FGMForm 4 →	Nov 24, 2:29 pm EST	Michael J LoughlinSr. Executive Vice President	188,213	$42.18	$6,464,831	19,165	—	plan? late
Oct 23, 2015 FMForm 4 →	Oct 27, 2:18 pm EDT	Michael J LoughlinSr. Executive Vice President	153,921	$41.75	$6,426,080	18,739	—	plan?
Oct 22, 2015 FMForm 4 →	Oct 23, 2:31 pm EDT	Timothy J SloanSr. Executive Vice President	455,016	$42.86	$19,504,020	521,408	—	plan?
Oct 22, 2015 SForm 4 →	Oct 23, 2:31 pm EDT	Timothy J SloanSr. Executive Vice President	24,000	$54.28	$1,302,720	476,344	−4.80%	plan?
Oct 16, 2015 GForm 4 →	Oct 23, 2:11 pm EDT	Avid ModjtabaiSr. Executive Vice President	950	—	—	300,567	—	plan? late
Sep 15, 2015 GForm 5 →	Feb 12, 2016, 1:31 pm EST	John G StumpfChairman & CEO, Director	100,000	—	—	849,024	—	plan?
Aug 28, 2015 GForm 4 →	Sep 3, 2:08 pm EDT	Patricia R CallahanSenior Executive VP	1,360	—	—	487,135	—	plan? late
Aug 21, 2015 FGMForm 4 →	Oct 23, 2:25 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	172,568	$42.80	$6,977,401	16,232	—	plan? late
Aug 6, 2015 FMForm 4 →	Aug 7, 12:51 pm EDT	John S ChenDirector	5,720	$44.56	$254,906	28,664	—	plan?
Aug 5, 2015 GForm 5 →	Feb 12, 2016, 1:08 pm EST	Hope A. HardisonSr. Executive Vice President	4,542	—	—	58,380	—	plan?
Aug 4, 2015 GForm 5 →	Feb 12, 2016, 1:35 pm EST	Carrie L TolstedtSr. Executive Vice President	5,014	—	—	817,662	—	plan?
Aug 4, 2015 GForm 5 →	Feb 12, 2016, 1:15 pm EST	Michael J HeidExecutive Vice President	2,718	—	—	138,200	—	plan?
Jul 27, 2015 GForm 4 →	Nov 24, 2:37 pm EST	Stephen W SangerDirector	2,400	—	—	0	—	plan? late
Jul 27, 2015 GForm 4 →	Jul 30, 2:01 pm EDT	Avid ModjtabaiSr. Executive Vice President	4,780	—	—	301,517	—	plan? late
Jul 27, 2015 FMForm 4 →	Jul 29, 1:20 pm EDT	Hope A. HardisonExecutive Vice President	7,229	$57.59	$142,765	3,097	—	plan?
Jul 23, 2015 SForm 4 →	Jul 24, 2:04 pm EDT	James M StrotherSr. Executive Vice President	31,000	$58.28	$1,806,680	176,403	−14.9%	plan?
Jul 22, 2015 FMForm 4 →	Jul 24, 2:04 pm EDT	James M StrotherSr. Executive Vice President	3,746	$58.52	$72,910	207,403	—	plan?
Jul 22, 2015 FMForm 4 →	Jul 24, 1:57 pm EDT	Timothy J SloanSr. Executive Vice President	11,234	$58.52	$218,667	500,344	—	plan?
Jul 22, 2015 FMForm 4 →	Jul 24, 1:50 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	15,215	$58.52	$305,329	4,780	—	plan?
Jul 22, 2015 FMForm 4 →	Jul 24, 1:43 pm EDT	Kevin A RheinSr. Executive Vice President	7,292	$58.52	$134,172	212,351	—	plan?
Jul 22, 2015 FMForm 4 →	Jul 24, 1:36 pm EDT	Avid ModjtabaiSr. Executive Vice President	7,608	$58.52	$152,664	2,390	—	plan?
Jul 22, 2015 FMForm 4 →	Jul 24, 1:29 pm EDT	Michael J LoughlinSr. Executive Vice President	3,746	$58.52	$72,910	1,260	—	plan?
Jul 22, 2015 FMForm 4 →	Jul 24, 1:21 pm EDT	Michael J HeidExecutive Vice President	3,641	$58.52	$66,765	1,359	—	plan?
Jul 22, 2015 FMForm 4 →	Jul 24, 1:16 pm EDT	Hope A. HardisonExecutive Vice President	2,283	$58.52	$45,817	826	—	plan?
Jul 22, 2015 FMForm 4 →	Jul 24, 1:11 pm EDT	David M CarrollSenior Exec. Vice President	7,267	$58.52	$132,709	2,731	—	plan?
Jul 22, 2015 FMForm 4 →	Jul 24, 1:06 pm EDT	Patricia R CallahanSenior Executive VP	3,619	$58.52	$65,477	1,381	—	plan?
Jul 15, 2015 FMForm 4 →	Jul 17, 1:16 pm EDT	James M StrotherSr. Executive Vice President	211,874	$30.33	$6,427,180	206,149	—	plan?
Jul 15, 2015 GForm 4 →	Jul 17, 1:10 pm EDT	Kevin A RheinSr. Executive Vice President	1,000	—	—	209,645	—	plan?
Jul 15, 2015 FMForm 4 →	Jul 17, 1:06 pm EDT	Richard LevyExecutive VP & Controller	3,722	$57.78	$73,755	1,214	—	plan?
Jun 9, 2015 GForm 4 →	Jun 11, 2:13 pm EDT	Michael J LoughlinSr. Executive Vice President	1,795	—	—	200,728	—	plan?
Jun 3, 2015 GForm 4 →	Jun 4, 2:23 pm EDT	Timothy J SloanSr. Executive Vice President	7,751	—	—	496,583	—	plan?
Jun 2, 2015 SForm 4 →	Jun 4, 2:13 pm EDT	Michael J LoughlinSr. Executive Vice President	20,000	$55.98	$1,119,600	202,523	−8.99%	plan?
May 29, 2015 GForm 4 →	Jul 2, 3:03 pm EDT	Elizabeth A DukeDirector	6,498	—	—	4,325	—	plan? late
May 15, 2015 SForm 4 →	May 15, 2:10 pm EDT	Timothy J SloanSr. Executive Vice President	50,000	$56.00	$2,800,000	504,334	−9.02%	plan?
May 8, 2015 SForm 4 →	May 8, 1:47 pm EDT	Kevin A RheinSr. Executive Vice President	17,500	$55.27	$967,225	210,645	−7.67%	plan?
May 4, 2015 SForm 4 →	May 5, 2:47 pm EDT	Michael J HeidExecutive Vice President	18,000	$55.55	$999,900	136,841	−11.6%	plan?
May 1, 2015 FMForm 4 →	May 5, 2:54 pm EDT	Kevin A RheinSr. Executive Vice President	161,869	$43.66	$7,067,998	228,145	—	plan?
Apr 30, 2015 SForm 4 →	May 1, 2:05 pm EDT	Michael J HeidExecutive Vice President	19,000	$55.06	$1,046,140	154,841	−10.9%	plan?
Apr 28, 2015 FGMForm 4 →	Jul 24, 2:09 pm EDT	Carrie L TolstedtSr. Executive Vice President	335,115	$58.52	$145,817	2,507	—	plan? late
Apr 28, 2015 AForm 4 →	Apr 30, 2:16 pm EDT	Susan SwensonDirector	3,249	—	—	92,494	—	plan?
Apr 28, 2015 AForm 4 →	Apr 30, 1:55 pm EDT	Federico F PenaDirector	3,249	—	—	19,531	—	plan?
Apr 28, 2015 AForm 4 →	Apr 30, 1:51 pm EDT	Cynthia MilliganDirector	3,249	—	—	79,577	—	plan?
Apr 28, 2015 AForm 4 →	Apr 30, 1:40 pm EDT	Enrique Hernandez Jr.Director	3,249	—	—	17,949	—	plan?
Apr 28, 2015 AForm 4 →	Apr 30, 1:20 pm EDT	John S ChenDirector	3,249	—	—	27,374	—	plan?
Apr 27, 2015 SForm 4 →	Apr 29, 12:46 pm EDT	Michael J LoughlinSr. Executive Vice President	19,696	$55.10	$1,085,250	222,523	−8.13%	plan?
Apr 24, 2015 GForm 4 →	Apr 29, 12:46 pm EDT	Michael J LoughlinSr. Executive Vice President	39,392	—	—	242,219	—	plan? late
Apr 23, 2015 FMForm 4 →	Apr 24, 1:09 pm EDT	Lloyd H DeanDirector	9,762	$39.34	$384,066	35,334	—	plan?
Apr 21, 2015 SForm 4 →	Apr 22, 1:42 pm EDT	Michael J HeidExecutive Vice President	18,000	$54.58	$982,440	173,841	−9.38%	plan?
Apr 20, 2015 GForm 4 →	Jul 30, 1:45 pm EDT	David M CarrollSenior Exec. Vice President	7,286	—	—	356,964	—	plan? late
Apr 16, 2015 SForm 4 →	Apr 17, 3:23 pm EDT	Avid ModjtabaiSr. Executive Vice President	70,000	$54.65	$3,825,500	299,127	−19.0%	plan?
Apr 16, 2015 SForm 4 →	Apr 17, 3:17 pm EDT	David M CarrollSenior Exec. Vice President	77,000	$54.81	$4,220,370	356,057	−17.8%	plan?
Apr 15, 2015 SForm 4 →	Apr 17, 4:29 pm EDT	Richard LevyExecutive VP & Controller	95,000	$54.48	$5,175,600	93,222	−50.5%	plan?
Apr 15, 2015 SForm 4 →	Apr 17, 1:26 pm EDT	James M StrotherSr. Executive Vice President	50,000	$54.80	$2,740,000	158,023	−24.0%	plan?
Apr 3, 2015 GForm 4 →	Apr 17, 4:29 pm EDT	Richard LevyExecutive VP & Controller	146,000	—	—	188,222	—	plan? late
Mar 25, 2015 GForm 4 →	Apr 30, 2:09 pm EDT	Stephen W SangerDirector	7,126	—	—	19,262	—	plan? late
Mar 24, 2015 GForm 4 →	Dec 11, 2:39 pm EST	John G StumpfChairman & CEO, Director	657,422	—	—	829,024	—	plan? late
Mar 24, 2015 GForm 4 →	May 5, 2:41 pm EDT	Patricia R CallahanSenior Executive VP	175,082	—	—	488,495	—	plan? late
Mar 24, 2015 FGMForm 4 →	Apr 17, 3:32 pm EDT	Carrie L TolstedtSr. Executive Vice President	1,858,572	$42.93	$67,837,815	163,812	—	plan? late
Mar 23, 2015 GForm 4 →	Jun 11, 2:24 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	179,566	—	—	197,173	—	plan? late
Mar 23, 2015 GForm 4 →	Jun 4, 2:08 pm EDT	Hope A. HardisonExecutive Vice President	50,985	—	—	56,109	—	plan? late
Mar 23, 2015 GForm 4 →	Apr 17, 3:23 pm EDT	Avid ModjtabaiSr. Executive Vice President	277,990	—	—	369,127	—	plan? late
Mar 23, 2015 GForm 4 →	Apr 17, 3:17 pm EDT	David M CarrollSenior Exec. Vice President	304,242	—	—	433,057	—	plan? late
Mar 20, 2015 GForm 4 →	Apr 22, 1:42 pm EDT	Michael J HeidExecutive Vice President	195,976	—	—	191,841	—	plan? late
Mar 19, 2015 AGForm 4 →	Apr 30, 1:30 pm EDT	Elizabeth A DukeDirector	5,201	—	—	3,249	—	plan? late
Mar 19, 2015 FGMForm 4 →	Apr 22, 1:51 pm EDT	Michael J LoughlinSr. Executive Vice President	362,916	$43.41	$8,879,088	19,702	—	plan? late
Mar 15, 2015 FMForm 4 →	Mar 17, 5:07 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	283,781	$55.34	$5,378,902	89,386	—	plan?
Mar 15, 2015 FMForm 4 →	Mar 17, 4:54 pm EDT	Carrie L TolstedtSr. Executive Vice President	442,427	$55.34	$8,391,341	139,162	—	plan?
Mar 15, 2015 FMForm 4 →	Mar 17, 4:39 pm EDT	John G StumpfPresident, Chairman & CEO, Director	1,027,696	$55.34	$19,479,254	323,711	—	plan?
Mar 15, 2015 FMForm 4 →	Mar 17, 4:17 pm EDT	James M StrotherSr. Executive Vice President	259,417	$55.34	$4,863,167	208,023	—	plan?
Mar 15, 2015 FMForm 4 →	Mar 17, 4:02 pm EDT	Timothy J SloanSr. Executive Vice President	553,589	$55.34	$10,437,251	554,334	—	plan?
Mar 15, 2015 FMForm 4 →	Mar 17, 3:45 pm EDT	Kevin A RheinSr. Executive Vice President	156,778	$55.34	$2,820,333	210,634	—	plan?
Mar 15, 2015 FMForm 4 →	Mar 17, 3:35 pm EDT	Avid ModjtabaiSr. Executive Vice President	442,339	$55.34	$8,393,533	138,995	—	plan?
Mar 15, 2015 FMForm 4 →	Mar 17, 3:15 pm EDT	Michael J LoughlinSr. Executive Vice President	246,586	$55.34	$4,631,860	79,206	—	plan?
Mar 15, 2015 FMForm 4 →	Mar 17, 3:01 pm EDT	Richard LevyExecutive VP & Controller	187,948	$55.34	$3,538,311	73,045	—	plan?
Mar 15, 2015 FMForm 4 →	Mar 17, 2:46 pm EDT	Michael J HeidExecutive Vice President	272,579	$55.34	$4,830,944	97,988	—	plan?
Mar 15, 2015 FMForm 4 →	Mar 17, 2:19 pm EDT	David M CarrollSenior Exec. Vice President	429,213	$55.34	$7,667,141	152,121	—	plan?
Mar 15, 2015 FMForm 4 →	Mar 17, 2:08 pm EDT	Patricia R CallahanSenior Executive VP	240,853	$55.34	$4,255,968	87,041	—	plan?
Mar 12, 2015 FGMForm 4 →	Mar 17, 2:35 pm EDT	Hope A. HardisonExecutive Vice President	81,507	$55.34	$1,425,287	24,714	—	plan? late
Mar 1, 2015 FMForm 4/A →	Mar 27, 12:15 pm EDT	Michael J LoughlinSr. Executive Vice President	19	$55.55	$1,028	12	—	plan?
Mar 1, 2015 FMForm 4 →	Mar 3, 2:30 pm EST	Michael J LoughlinSr. Executive Vice President	20	$54.79	$1,116	16	—	plan? amended
Feb 27, 2015 FMForm 4 →	Mar 2, 2:16 pm EST	Stephen W SangerDirector	11,917	$38.41	$457,768	3,563	—	plan?
Feb 27, 2015 FMForm 4 →	Mar 2, 2:11 pm EST	Judith M RunstadDirector	11,917	$38.41	$457,768	33,850	—	plan?
Feb 26, 2015 FMForm 4 →	Mar 2, 2:05 pm EST	Susan E EngelDirector	11,890	$38.50	$457,783	13,433	—	plan?
Feb 25, 2015 FMForm 4 →	Feb 26, 2:58 pm EST	Hope A. HardisonExecutive Vice President	17,984	$42.06	$756,356	2,805	—	plan?
Feb 23, 2015 GForm 4 →	Mar 3, 1:50 pm EST	Patricia R CallahanSenior Executive VP	101,642	—	—	402,454	—	plan? late
Feb 17, 2015 FGMForm 4 →	Feb 19, 2:06 pm EST	Patricia R CallahanSenior Executive VP	424,699	$42.39	$17,535,501	50,821	—	plan?
Feb 4, 2015 FMForm 4 →	Feb 6, 2:08 pm EST	Cynthia MilliganDirector	12,056	$37.97	$457,788	76,216	—	plan?
Jan 23, 2015 SForm 4 →	Jan 27, 2:15 pm EST	Timothy J SloanSr. Executive Vice President	25,000	$53.51	$1,337,645	377,950	−6.20%	plan?
Jan 23, 2015 SForm 4 →	Jan 27, 2:07 pm EST	Michael J LoughlinSr. Executive Vice President	10,000	$53.47	$534,708	148,426	−6.31%	plan?
Jan 2, 2015 AForm 4 →	Jan 5, 2:16 pm EST	Elizabeth A DukeDirector	976	—	—	976	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 22, 2016 MForm 4 →	Jul 26, 1:32 pm EDT	David M CarrollSenior Exec. Vice President	5,146	—	—	10,292	—
Jul 15, 2016 MForm 4 →	Jul 19, 1:20 pm EDT	Richard LevyExecutive VP & Controller	2,518	—	—	5,033	—
Jul 1, 2016 AForm 4 →	Jul 5, 2:34 pm EDT	Stephen W SangerDirector	1,244	$47.03	$58,500	111,123	—
Jul 1, 2016 AForm 4 →	Jul 5, 2:29 pm EDT	Donald M JamesDirector	611	$47.03	$28,750	69,976	—
Jul 1, 2016 AForm 4 →	Jul 5, 2:23 pm EDT	Lloyd H DeanDirector	231	$47.03	$10,875	21,833	—
Jul 1, 2016 AForm 4 →	Jul 5, 2:14 pm EDT	John D Baker IIDirector	1,079	$47.03	$50,750	73,899	—
May 25, 2016 MForm 4 →	May 27, 1:35 pm EDT	John G StumpfChairman & CEO, Director	1,690,994	—	—	1,509,006	—
May 2, 2016 MForm 4 →	May 4, 1:05 pm EDT	Timothy J SloanPresident & COO	131,190	—	—	0	—
Apr 26, 2016 AForm 4 →	Apr 28, 4:08 pm EDT	John D Baker IIDirector	3,535	$50.92	$180,002	72,281	—
Apr 26, 2016 AForm 4 →	Apr 28, 3:14 pm EDT	Suzanne M VautrinotDirector	3,535	$50.92	$180,002	7,621	—
Apr 26, 2016 AForm 4 →	Apr 28, 2:55 pm EDT	Stephen W SangerDirector	3,535	$50.92	$180,002	109,066	—
Apr 26, 2016 AForm 4 →	Apr 28, 2:51 pm EDT	James H. QuigleyDirector	3,535	$50.92	$180,002	12,477	—
Apr 26, 2016 AForm 4 →	Apr 28, 2:38 pm EDT	Cynthia MilliganDirector	3,535	$50.92	$180,002	31,182	—
Apr 26, 2016 AForm 4 →	Apr 28, 2:32 pm EDT	Donald M JamesDirector	3,535	$50.92	$180,002	68,852	—
Apr 26, 2016 AForm 4 →	Apr 28, 2:03 pm EDT	Elizabeth A DukeDirector	3,535	$50.92	$180,002	5,819	—
Apr 26, 2016 AForm 4 →	Apr 28, 1:59 pm EDT	Lloyd H DeanDirector	3,535	$50.92	$180,002	21,442	—
Apr 26, 2016 AForm 4 →	Apr 28, 1:27 pm EDT	Elaine L. ChaoDirector	3,535	$50.92	$180,002	24,366	—
Apr 20, 2016 MForm 4 →	Apr 22, 1:56 pm EDT	Judith M RunstadDirector	6,658	—	—	0	—
Apr 18, 2016 MForm 4 →	Apr 20, 2:49 pm EDT	Susan E EngelDirector	6,658	—	—	0	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:45 pm EDT	Stephen W SangerDirector	1,290	$48.45	$62,500	105,531	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:31 pm EDT	Donald M JamesDirector	676	$48.45	$32,750	65,317	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:23 pm EDT	Lloyd H DeanDirector	245	$48.45	$11,875	17,907	—
Apr 1, 2016 AForm 4 →	Apr 5, 1:16 pm EDT	John D Baker IIDirector	1,171	$48.45	$56,750	68,746	—
Mar 15, 2016 MForm 4 →	Mar 17, 2:40 pm EDT	Carrie L TolstedtSr. Executive Vice President	249,250	—	—	1,239	—
Mar 15, 2016 MForm 4 →	Mar 17, 2:30 pm EDT	John G StumpfChairman & CEO, Director	581,774	—	—	12,387	—
Mar 15, 2016 MForm 4 →	Mar 17, 2:22 pm EDT	James M StrotherSr. Executive Vice President	123,878	—	—	5,580	—
Mar 15, 2016 MForm 4 →	Mar 17, 2:14 pm EDT	Timothy J SloanPresident & COO	250,317	—	—	2,477	—
Mar 15, 2016 MForm 4 →	Mar 17, 1:57 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	129,012	—	—	2,477	—
Mar 15, 2016 MForm 4 →	Mar 17, 1:46 pm EDT	Avid ModjtabaiSr. Executive Vice President	249,120	—	—	1,239	—
Mar 15, 2016 MForm 4 →	Mar 17, 1:38 pm EDT	Michael J LoughlinSr. Executive Vice President	111,605	—	—	0	—
Mar 15, 2016 MForm 4 →	Mar 17, 1:33 pm EDT	Richard LevyExecutive VP & Controller	84,623	—	—	1,115	—
Mar 15, 2016 MForm 4 →	Mar 17, 1:23 pm EDT	Hope A. HardisonSr. Executive Vice President	55,994	—	—	612	—
Mar 15, 2016 MForm 4 →	Mar 17, 1:09 pm EDT	David M CarrollSenior Exec. Vice President	249,326	—	—	1,652	—
Mar 11, 2016 AForm 4 →	Mar 14, 2:41 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	1,358	$50.07	$68,000	25,038	—
Mar 11, 2016 MForm 4 →	Mar 14, 2:35 pm EDT	Stephen W SangerDirector	6,658	—	—	0	—
Mar 9, 2016 MForm 4 →	Mar 11, 1:13 pm EST	Enrique Hernandez Jr.Director	6,658	—	—	0	—
Mar 1, 2016 MForm 4/A →	Mar 25, 1:21 pm EDT	Michael J LoughlinSr. Executive Vice President	13	—	—	13,033	—
Mar 1, 2016 AForm 4 →	Mar 3, 3:10 pm EST	Carrie L TolstedtSr. Executive Vice President	245,527	—	—	245,527	—
Mar 1, 2016 AForm 4 →	Mar 3, 2:57 pm EST	John G StumpfChairman & CEO, Director	558,018	—	—	558,018	—
Mar 1, 2016 AMForm 4 →	Mar 3, 2:52 pm EST	James M StrotherSr. Executive Vice President	246,135	—	—	0	—
Mar 1, 2016 AMForm 4 →	Mar 3, 2:40 pm EST	Timothy J SloanPresident & COO	376,717	—	—	245,527	—
Mar 1, 2016 AForm 4 →	Mar 3, 2:30 pm EST	John R. ShrewsberrySenior Executive VP & CFO	109,410	—	—	109,410	—
Mar 1, 2016 AForm 4 →	Mar 3, 2:21 pm EST	Kevin A RheinSr. Executive Vice President	111,605	—	—	111,605	—
Mar 1, 2016 AForm 4 →	Mar 3, 2:14 pm EST	Avid ModjtabaiSr. Executive Vice President	245,527	—	—	245,527	—
Mar 1, 2016 AMForm 4 →	Mar 3, 2:06 pm EST	Michael J LoughlinSr. Executive Vice President	111,616	—	—	111,605	—	amended
Mar 1, 2016 AForm 4 →	Mar 3, 1:56 pm EST	Richard LevyExecutive VP & Controller	81,842	—	—	81,842	—
Mar 1, 2016 AForm 4 →	Mar 3, 1:51 pm EST	Hope A. HardisonSr. Executive Vice President	54,705	—	—	54,705	—
Mar 1, 2016 MForm 4 →	Mar 3, 1:45 pm EST	Lloyd H DeanDirector	10,840	—	—	17,662	—
Mar 1, 2016 AForm 4 →	Mar 3, 1:37 pm EST	David M CarrollSenior Exec. Vice President	245,527	—	—	245,527	—
Feb 23, 2016 AForm 4 →	Feb 25, 4:17 pm EST	John G StumpfChairman & CEO, Director	17,326	—	—	17,326	—
Feb 12, 2016 MForm 4 →	Feb 16, 1:50 pm EST	Cynthia MilliganDirector	6,658	—	—	0	—
Jan 1, 2016 AForm 4 →	Jan 5, 1:37 pm EST	Stephen W SangerDirector	911	$54.36	$49,500	103,445	—
Jan 1, 2016 AForm 4 →	Jan 5, 1:33 pm EST	Donald M JamesDirector	529	$54.36	$28,750	64,147	—
Jan 1, 2016 AForm 4 →	Jan 5, 1:28 pm EST	Elizabeth A DukeDirector	566	$54.36	$30,750	2,267	—
Jan 1, 2016 AForm 4 →	Jan 5, 1:23 pm EST	Lloyd H DeanDirector	382	$54.36	$20,750	21,676	—
Jan 1, 2016 AForm 4 →	Jan 5, 1:18 pm EST	John D Baker IIDirector	823	$54.36	$44,750	67,058	—
Dec 3, 2015 MForm 4 →	Dec 7, 2:07 pm EST	Susan SwensonDirector	6,658	—	—	0	—
Nov 20, 2015 MForm 4 →	Nov 24, 2:29 pm EST	Michael J LoughlinSr. Executive Vice President	85,580	—	—	0	—
Oct 23, 2015 MForm 4 →	Oct 27, 2:18 pm EDT	Michael J LoughlinSr. Executive Vice President	85,700	—	—	85,580	—
Oct 22, 2015 MForm 4 →	Oct 23, 2:31 pm EDT	Timothy J SloanSr. Executive Vice President	250,040	—	—	262,380	—
Oct 22, 2015 MForm 4 →	Oct 23, 2:25 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	89,620	—	—	0	—
Oct 1, 2015 AForm 4 →	Oct 5, 1:24 pm EDT	Stephen W SangerDirector	923	$51.44	$47,500	101,849	—
Oct 1, 2015 AForm 4 →	Oct 5, 1:19 pm EDT	Donald M JamesDirector	520	$51.44	$26,750	63,193	—
Oct 1, 2015 AForm 4 →	Oct 5, 1:14 pm EDT	Elizabeth A DukeDirector	676	$51.44	$34,750	1,690	—
Oct 1, 2015 AForm 4 →	Oct 5, 1:08 pm EDT	Lloyd H DeanDirector	345	$51.44	$17,750	21,152	—
Oct 1, 2015 AForm 4 →	Oct 5, 1:04 pm EDT	John D Baker IIDirector	831	$51.44	$42,750	65,792	—
Aug 6, 2015 MForm 4 →	Aug 7, 12:51 pm EDT	John S ChenDirector	3,505	—	—	0	—
Jul 28, 2015 AForm 4 →	Jul 30, 2:29 pm EDT	Carrie L TolstedtSr. Executive Vice President	17,422	—	—	17,422	—
Jul 28, 2015 AForm 4 →	Jul 30, 2:22 pm EDT	James M StrotherSr. Executive Vice President	8,711	—	—	8,711	—
Jul 28, 2015 AForm 4 →	Jul 30, 2:18 pm EDT	Timothy J SloanSr. Executive Vice President	26,133	—	—	26,133	—
Jul 28, 2015 AForm 4 →	Jul 30, 2:12 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	17,422	—	—	17,422	—
Jul 28, 2015 AForm 4 →	Jul 30, 2:08 pm EDT	Kevin A RheinSr. Executive Vice President	17,422	—	—	17,422	—
Jul 28, 2015 AForm 4 →	Jul 30, 2:01 pm EDT	Avid ModjtabaiSr. Executive Vice President	17,422	—	—	17,422	—
Jul 28, 2015 AForm 4 →	Jul 30, 1:57 pm EDT	Michael J LoughlinSr. Executive Vice President	8,711	—	—	8,711	—
Jul 28, 2015 AForm 4 →	Jul 30, 1:50 pm EDT	Hope A. HardisonExecutive Vice President	8,711	—	—	8,711	—
Jul 28, 2015 AForm 4 →	Jul 30, 1:45 pm EDT	David M CarrollSenior Exec. Vice President	17,422	—	—	17,422	—
Jul 27, 2015 MForm 4 →	Jul 29, 1:20 pm EDT	Hope A. HardisonExecutive Vice President	4,750	—	—	0	—
Jul 22, 2015 MForm 4 →	Jul 24, 2:09 pm EDT	Carrie L TolstedtSr. Executive Vice President	4,999	—	—	14,995	—
Jul 22, 2015 MForm 4 →	Jul 24, 2:04 pm EDT	James M StrotherSr. Executive Vice President	2,500	—	—	7,498	—
Jul 22, 2015 MForm 4 →	Jul 24, 1:57 pm EDT	Timothy J SloanSr. Executive Vice President	7,498	—	—	22,493	—
Jul 22, 2015 MForm 4 →	Jul 24, 1:50 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	9,998	—	—	29,989	—
Jul 22, 2015 MForm 4 →	Jul 24, 1:43 pm EDT	Kevin A RheinSr. Executive Vice President	4,999	—	—	14,995	—
Jul 22, 2015 MForm 4 →	Jul 24, 1:36 pm EDT	Avid ModjtabaiSr. Executive Vice President	4,999	—	—	14,995	—
Jul 22, 2015 MForm 4 →	Jul 24, 1:29 pm EDT	Michael J LoughlinSr. Executive Vice President	2,500	—	—	7,498	—
Jul 22, 2015 MForm 4 →	Jul 24, 1:21 pm EDT	Michael J HeidExecutive Vice President	2,500	—	—	7,498	—
Jul 22, 2015 MForm 4 →	Jul 24, 1:16 pm EDT	Hope A. HardisonExecutive Vice President	1,500	—	—	4,499	—
Jul 22, 2015 MForm 4 →	Jul 24, 1:11 pm EDT	David M CarrollSenior Exec. Vice President	4,999	—	—	14,995	—
Jul 22, 2015 MForm 4 →	Jul 24, 1:06 pm EDT	Patricia R CallahanSenior Executive VP	2,500	—	—	7,498	—
Jul 15, 2015 MForm 4 →	Jul 17, 1:16 pm EDT	James M StrotherSr. Executive Vice President	130,000	—	—	0	—
Jul 15, 2015 MForm 4 →	Jul 17, 1:06 pm EDT	Richard LevyExecutive VP & Controller	2,445	—	—	7,334	—
Jul 1, 2015 AForm 4 →	Jul 2, 3:12 pm EDT	Stephen W SangerDirector	870	$56.91	$49,500	100,188	—
Jul 1, 2015 AForm 4 →	Jul 2, 3:07 pm EDT	Donald M JamesDirector	470	$56.91	$26,750	62,216	—
Jul 1, 2015 AForm 4 →	Jul 2, 3:03 pm EDT	Elizabeth A DukeDirector	470	$56.91	$26,750	1,007	—
Jul 1, 2015 AForm 4 →	Jul 2, 2:55 pm EDT	Lloyd H DeanDirector	365	$56.91	$20,750	20,655	—
Jul 1, 2015 AForm 4 →	Jul 2, 2:48 pm EDT	John D Baker IIDirector	857	$56.91	$48,750	64,487	—
May 20, 2015 AForm 4 →	May 22, 2:31 pm EDT	Michael J HeidExecutive Vice President	44,580	—	—	44,580	—
May 1, 2015 MForm 4 →	May 5, 2:54 pm EDT	Kevin A RheinSr. Executive Vice President	89,690	—	—	0	—
Apr 28, 2015 AForm 4 →	Apr 30, 2:21 pm EDT	Suzanne M VautrinotDirector	3,249	$55.41	$180,027	3,972	—
Apr 28, 2015 AForm 4 →	Apr 30, 2:09 pm EDT	Stephen W SangerDirector	3,249	$55.41	$180,027	98,658	—
Apr 28, 2015 AForm 4 →	Apr 30, 2:05 pm EDT	Judith M RunstadDirector	3,249	$55.41	$180,027	31,477	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 23, 2026 JForm 4 →	Sep 25, 11:18 am EDT	Nuveen Quality Municipal Income FundNAD	500	—	—	1,738	—
Jun 10, 2026 JForm 4 →	Jun 12, 12:44 pm EDT	Nuveen Quality Municipal Income FundNAD	750	—	—	2,238	—
Dec 28, 2018 JForm 4 →	Jan 2, 2019, 10:52 am EST	NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUNDNQP	435	—	—	0	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:04 am EST	NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUNDNTC	2,240	—	—	1,120	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:01 am EST	NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUNDNKG	1,170	—	—	585	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:01 am EST	NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUNDNUM	3,460	—	—	1,730	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:00 am EST	NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUNDNAZ	1,766	—	—	883	—	plan?
Dec 4, 2018 JForm 4 →	Dec 6, 10:58 am EST	NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUNDNQP	435	—	—	435	—	plan?
Oct 23, 2018 JForm 4 →	Oct 24, 12:40 pm EDT	NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUNDNKG	235	—	—	585	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 8:02 pm EDT	PIMCO CALIFORNIA MUNICIPAL INCOME FUNDPCQ	1,371	—	—	293	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 8:00 pm EDT	PIMCO MUNICIPAL INCOME FUND IIIPMX	1,424	—	—	343	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 8:00 pm EDT	PIMCO MUNICIPAL INCOME FUND IIPML	2,810	—	—	687	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 7:56 pm EDT	PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIIPZC	1,241	—	—	271	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 7:54 pm EDT	PIMCO NEW YORK MUNICIPAL INCOME FUND IIPNI	591	—	—	210	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 7:53 pm EDT	PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIPCK	1,619	—	—	343	—	plan?
Aug 6, 2018 JForm 4 →	Sep 5, 10:54 am EDT	MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDMZF	600	—	—	0	—	plan? late
Mar 29, 2018 JForm 4 →	Mar 30, 10:38 am EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	15,460	—	—	7,730	—	plan?
Jan 29, 2018 JForm 4 →	Jan 31, 6:02 pm EST	Nuveen Quality Municipal Income FundNAD	10,140	—	—	6,070	—	plan?
Jan 29, 2018 JForm 4 →	Jan 31, 5:50 pm EST	Nuveen AMT-Free Municipal Credit Income FundNVG	6,458	—	—	4,054	—	plan?
Jan 29, 2018 JForm 4 →	Jan 31, 5:45 pm EST	Nuveen California Quality Municipal Income FundNAC	4,650	—	—	3,200	—	plan?
Nov 16, 2017 AForm 4 →	Nov 17, 5:24 pm EST	Nuveen California Quality Municipal Income FundNAC	1,600	—	—	1,600	—	plan?
Oct 19, 2017 JForm 4 →	Mar 13, 2018, 12:08 pm EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	1,000	$100,000.00	$100,000,000	7,730	—	plan? late
Mar 1, 2017 JForm 4 →	Mar 2, 2:45 pm EST	NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUNDNMT	1,480	—	—	740	—	plan?
Nov 17, 2016 JForm 4 →	Nov 21, 4:56 pm EST	NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUNDNQP	2,175	—	—	2,175	—	plan?
Oct 19, 2016 JForm 4 →	Oct 21, 11:37 am EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	1,000	—	—	8,730	—	plan?
Sep 12, 2016 JForm 4 →	Sep 14, 3:53 pm EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	5,350	—	—	7,730	—	plan?
Sep 1, 2016 JForm 4 →	Sep 2, 3:41 pm EDT	NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUNDNQP	1,350	—	—	870	—	plan?
Sep 1, 2016 JForm 4 →	Sep 2, 3:37 pm EDT	NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUNDNTC	2,180	—	—	1,120	—	plan?
Sep 1, 2016 JForm 4 →	Sep 2, 3:35 pm EDT	NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2NKG	1,570	—	—	820	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.