SEC Form 4 · accession 0001127602-15-020397
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. Shrewsberry
Officer — Senior Executive VP & CFO
Period of report
Mar 13, 2015
Accepted (ET)
Jun 11, 2015 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Mar 23, 2015 | G | 89,386 | $0.00 | D | 0 | D | |
| Common Stock, $1 2/3 Par Value | Mar 23, 2015 | G | 89,386 | $0.00 | A | 197,967 | I | Through Family Trust |
| Common Stock, $1 2/3 Par Value | Jun 9, 2015 | G | 794 | $0.00 | D | 197,173 | I | Through Family Trust |
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 6,681 | I | Through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Mar 13, 2015 | A | 1,669 | A | — | — | Common Stock, $1 2/3 Par Value | 1,669 | 23,392 | D |
Explanation of responses
- F1Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of May 31, 2015, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
- F2Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
- F3Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.