SEC Form 5 · accession 0001127602-16-040845
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Stumpf
Officer — Chairman & CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 12, 2016 · 1:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Sep 15, 2015 | G | 25,000 | $0.00 | D | 200,000 | I | Through JS GRAT |
| Common Stock, $1 2/3 Par Value | Sep 15, 2015 | G | 25,000 | $0.00 | D | 200,000 | I | Through RS GRAT |
| Common Stock, $1 2/3 Par Value | Sep 15, 2015 | G | 50,000 | $0.00 | A | 849,024 | I | Through Family Trust |
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 88,809 | I | Through 401(k) Plan | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 7,736 | I | Through Ira | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 112,000 | I | Through JJS 2011 Irrevocable Trust | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 150,000 | I | Through RT 2011 Irrevocable Trust | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 4,863 | I | Through Self Employed Pension Plan | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 5,387 | I | Through Spouse's Ira |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of December 31, 2015, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.