SEC Form 4 · accession 0001127602-15-029472

WELLS FARGO & COMPANY/MN · WFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Executive VP & CFO

Period of report

Oct 22, 2015

Accepted (ET)

Oct 23, 2015 · 2:25 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072971

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 2/3 Par Value	Aug 21, 2015	G	4,780	$0.00	D	0	D
Common Stock, $1 2/3 Par Value	Aug 21, 2015	G	4,780	$0.00	A	201,953	I	Through Family Trust
Common Stock, $1 2/3 Par Value	Oct 22, 2015	M	33,560	$32.245	A	33,560	D
Common Stock, $1 2/3 Par Value	Oct 22, 2015	F	27,083	$54.06	D	6,477	D
Common Stock, $1 2/3 Par Value	Oct 22, 2015	M	56,060	$34.39	A	62,537	D
Common Stock, $1 2/3 Par Value	Oct 22, 2015	F	46,305	$54.06	D	16,232	D
Common Stock, $1 2/3 Par Value^F1	holding	—	—		—	6,687	I	Through 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Purchase Option^F2	$32.245	Oct 22, 2015	M	33,560	D	—	Feb 28, 2016	Common Stock, $1 2/3 Par Value	33,560	0	D
Employee Stock Purchase Option^F3	$34.39	Oct 22, 2015	M	56,060	D	—	Feb 27, 2017	Common Stock, $1 2/3 Par Value	56,060	0	D

F1Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of September 30, 2015, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
F2The employee stock options, representing a right to purchase a total of 33,560 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/28/2007).
F3The employee stock options, representing a right to purchase a total of 56,060 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008).