SEC Form 4 · accession 0001127602-16-044717
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lloyd H Dean
Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Mar 1, 2016 | M | 6,658 | $32.55 | A | 42,073 | D | |
| Common Stock, $1 2/3 Par Value | Mar 1, 2016 | F | 4,448 | $48.72 | D | 37,625 | D | |
| Common Stock, $1 2/3 Par ValueF1,F2 | Mar 1, 2016 | M | 4,183 | $48.72 | A | 41,808 | D | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 1,122 | I | Through Family Trust | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 264 | I | Through Ira |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Purchase Option | $32.55 | Mar 1, 2016 | M | 6,658 | D | Oct 25, 2006 | Apr 25, 2016 | Common Stock, $1 2/3 Par Value | 6,658 | 0 | D |
| Phantom Stock UnitsF5,F3,F4 | — | Mar 1, 2016 | M | 4,182 | D | — | — | Common Stock, $1 2/3 Par Value | 4,182 | 17,662 | D |
Explanation of responses
- F1Fractional number of phantom stock units rounded up and paid out in whole number of shares under the terms of the applicable director deferral plan.
- F2Includes the following shares acquired through Wells Fargo & Company's (the "Company") dividend reinvestment plan: 22.434 shares on 3/1/2016.
- F3Each phantom stock unit represents the right to receive one share of Company common stock.
- F4Deferred compensation shares payable in installments based upon director's election.
- F5Price of derivative security is $48.72.