SEC Form 4/A · accession 0001127602-16-047581
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael J Loughlin
Officer — Sr. Executive Vice President
Period of report
Mar 1, 2016
Accepted (ET)
Mar 25, 2016 · 1:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par ValueF1 | Mar 1, 2016 | M | 13 | $48.72 | A | 1,273 | D | |
| Common Stock, $1 2/3 Par ValueF1,F2 | Mar 1, 2016 | F | 6 | $48.72 | D | 1,267 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F3,F4 | — | Mar 1, 2016 | M | 13 | D | — | — | Common Stock, $1 2/3 Par Value | 13 | 13,033 | D |
Explanation of responses
- F1Amounts amended to reflect actual rather than estimated shares for the deferred compensation plan distribution and withholding amounts.
- F2Includes a fractional share (0.0041) for which the executive received $.20 in cash.
- F3Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
- F4Deferred compensation shares payable in installments depending upon executive's election. Supplemental 401(k) plan shares payable upon retirement.