SEC Form 4 · accession 0001127602-15-007040
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia R Callahan
Officer — Senior Executive VP
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 2:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Feb 17, 2015 | G | 11,000 | $0.00 | D | 351,633 | I | Through Family Trust |
| Common Stock, $1 2/3 Par Value | Feb 17, 2015 | M | 232,260 | $32.245 | A | 232,260 | D | |
| Common Stock, $1 2/3 Par Value | Feb 17, 2015 | F | 181,439 | $55.37 | D | 50,821 | D | |
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 9,412 | I | Through 401(k) Plan | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 6,148 | I | Through Child | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 19,899 | I | Through KCD 2005 Trust 1 | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 19,899 | I | Through KCD 2005 Trust 2 | |
| Depositary Shares, Pfd, Series N | holding | — | — | — | 8,000 | I | Through Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Purchase OptionF2 | $32.245 | Feb 17, 2015 | M | 232,260 | D | — | Feb 28, 2016 | Common Stock, $1 2/3 Par Value | 232,260 | 0 | D |
Explanation of responses
- F1Reflects share equivalents of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of January 31, 2015, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
- F2The employee stock options granted on 2/28/2006, representing a right to purchase a total of 232,260 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant.