SEC Form 4 · accession 0001127602-15-014733
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carrie L Tolstedt
Officer — Sr. Executive Vice President
Period of report
Apr 16, 2015
Accepted (ET)
Apr 17, 2015 · 3:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Mar 24, 2015 | G | 139,162 | $0.00 | D | 0 | D | |
| Common Stock, $1 2/3 Par Value | Mar 24, 2015 | G | 139,162 | $0.00 | A | 651,343 | I | Through Family Trust |
| Common Stock, $1 2/3 Par Value | Apr 16, 2015 | M | 451,620 | $32.245 | A | 451,620 | D | |
| Common Stock, $1 2/3 Par Value | Apr 16, 2015 | F | 362,708 | $54.81 | D | 88,912 | D | |
| Common Stock, $1 2/3 Par Value | Apr 16, 2015 | M | 420,410 | $34.39 | A | 509,322 | D | |
| Common Stock, $1 2/3 Par Value | Apr 16, 2015 | F | 345,510 | $54.81 | D | 163,812 | D | |
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 17,400 | I | Through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Purchase OptionF2 | $32.245 | Apr 16, 2015 | M | 451,620 | D | — | Feb 28, 2016 | Common Stock, $1 2/3 Par Value | 451,620 | 0 | D |
| Employee Stock Purchase OptionF3 | $34.39 | Apr 16, 2015 | M | 420,410 | D | — | Feb 27, 2017 | Common Stock, $1 2/3 Par Value | 420,410 | 0 | D |
Explanation of responses
- F1Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of March 31, 2015, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
- F2The employee stock options, representing a right to purchase a total of 451,620 shares, became exercisable in three equal installments beginning on the first anniversary of the date of grant (2/28/2007).
- F3The employee stock options, representing a right to purchase a total of 420,410 shares, became exercisable in three equal installments beginning on the first anniversary of the date of grant (2/27/2008).