SEC Form 4 · accession 0001127602-15-023025
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Strother
Officer — Sr. Executive Vice President
Period of report
Jul 15, 2015
Accepted (ET)
Jul 17, 2015 · 1:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Jul 15, 2015 | M | 130,000 | $13.05 | A | 288,023 | D | |
| Common Stock, $1 2/3 Par Value | Jul 15, 2015 | F | 81,874 | $57.78 | D | 206,149 | D | |
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 5,324 | I | Through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Purchase OptionF2 | $13.05 | Jul 15, 2015 | M | 130,000 | D | — | Feb 24, 2019 | Common Stock, $1 2/3 Par Value | 130,000 | 0 | D |
Explanation of responses
- F1Reflects share equivalents of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2015, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
- F2The employee stock options, representing a right to purchase a total of 240,000 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/24/2010).