SEC Form 4 · accession 0001127602-15-029474

WELLS FARGO & COMPANY/MN · WFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Executive Vice President

Period of report

Oct 22, 2015

Accepted (ET)

Oct 23, 2015 · 2:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072971

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 2/3 Par Value^F1	Oct 22, 2015	S	24,000	$54.28	D	476,344	D
Common Stock, $1 2/3 Par Value	Oct 22, 2015	M	120,040	$32.925	A	596,384	D
Common Stock, $1 2/3 Par Value	Oct 22, 2015	F	97,597	$54.06	D	498,787	D
Common Stock, $1 2/3 Par Value	Oct 22, 2015	M	130,000	$34.39	A	628,787	D
Common Stock, $1 2/3 Par Value	Oct 22, 2015	F	107,379	$54.06	D	521,408	D
Common Stock, $1 2/3 Par Value^F2	holding	—	—		—	778	I	Through 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Purchase Option^F3	$32.925	Oct 22, 2015	M	120,040	D	—	Jun 27, 2016	Common Stock, $1 2/3 Par Value	120,040	0	D
Employee Stock Purchase Option^F4	$34.39	Oct 22, 2015	M	130,000	D	—	Feb 27, 2017	Common Stock, $1 2/3 Par Value	130,000	262,380	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.27 to $54.295 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
F2Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of September 30, 2015, as if investable cash equivalents held by Plan were fully invested in Company common stock.
F3The employee stock options, representing a right to purchase a total of 120,040 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (6/27/2007).
F4The employee stock options, representing a right to purchase a total of 392,380 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/27/2008).