SEC Form 4 · accession 0001127602-16-046226
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R. Shrewsberry
Officer — Senior Executive VP & CFO
Period of report
Mar 11, 2016
Accepted (ET)
Mar 14, 2016 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 6,695 | I | Through 401(k) Plan | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 218,185 | I | Through Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Mar 11, 2016 | A | 1,358 | A | — | — | Common Stock, $1 2/3 Par Value | 1,358 | 25,038 | D |
Explanation of responses
- F1Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 29, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
- F2Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
- F3Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.