SEC Form 4 · accession 0001127602-15-032452
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Loughlin
Officer — Sr. Executive Vice President
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 2:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Oct 28, 2015 | G | 17,479 | $0.00 | D | 1,260 | D | |
| Common Stock, $1 2/3 Par Value | Oct 28, 2015 | G | 17,479 | $0.00 | A | 218,207 | I | Through Family Trust |
| Common Stock, $1 2/3 Par Value | Nov 20, 2015 | M | 85,580 | $31.40 | A | 86,840 | D | |
| Common Stock, $1 2/3 Par Value | Nov 20, 2015 | F | 67,675 | $55.82 | D | 19,165 | D | |
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 8,025 | I | Through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Purchase OptionF2 | $31.40 | Nov 20, 2015 | M | 85,580 | D | — | Feb 26, 2018 | Common Stock, $1 2/3 Par Value | 85,580 | 0 | D |
Explanation of responses
- F1Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of October 31, 2015, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
- F2The employee stock options, representing a right to purchase a total of 171,280 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009).