Company · CIK 0000316709 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE

SCHWAB CHARLES CORP · SCHW

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $7.7M · 10sales $1.07B · 216net −$1.06B

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 3, 2018 SForm 4 →	Jan 4, 3:15 pm EST	Terri R KallsenEVP - Investor Services	2,026	$51.30	$103,942	0	−100%	plan?
Jan 3, 2018 MForm 4 →	Jan 4, 3:15 pm EST	Terri R KallsenEVP - Investor Services	2,026	$28.44	$57,619	2,026	—	plan?
Dec 27, 2017 GForm 4 →	Dec 27, 5:40 pm EST	Mark A GoldfarbDirector	965	—	—	22,013	—	plan?
Dec 15, 2017 MForm 4 →	Dec 19, 1:46 pm EST	C Preston ButcherDirector	4,040	$24.58	$99,303	895,518	—	plan?
Dec 14, 2017 AForm 4 →	Dec 15, 2:33 pm EST	Joan DeaDirector	232	—	—	6,489	—	plan?
Dec 12, 2017 GForm 4 →	Dec 12, 7:02 pm EST	Walter W BettingerPresident and CEO, Director	96,487	—	—	180,977	—	plan?
Dec 6, 2017 SForm 4 →	Dec 6, 7:26 pm EST	Terri R KallsenEVP - Investor Services	1,982	$50.55	$100,189	0	−100%	plan?
Dec 6, 2017 MForm 4 →	Dec 6, 7:26 pm EST	Terri R KallsenEVP - Investor Services	1,982	$23.12	$45,824	1,982	—	plan?
Dec 5, 2017 SForm 4 →	Dec 7, 6:19 pm EST	Peter B. CrawfordEVP and CFO	12,459	$51.58	$642,635	10,714	−53.8%	plan?
Dec 5, 2017 MForm 4 →	Dec 7, 6:19 pm EST	Peter B. CrawfordEVP and CFO	12,459	$15.43	$192,242	23,173	—	plan?
Dec 4, 2017 SForm 4 →	Dec 4, 5:47 pm EST	Bernard J. ClarkEVP - Advisor Services	50,444	$50.52	$2,548,668	52,850	−48.8%	plan?
Dec 4, 2017 MForm 4 →	Dec 4, 5:47 pm EST	Bernard J. ClarkEVP - Advisor Services	50,444	$16.40	$827,282	103,294	—	plan?
Dec 4, 2017 SForm 4 →	Dec 4, 5:47 pm EST	Walter W BettingerPresident and CEO, Director	156,100	$50.05	$7,812,415	277,464	−36.0%	plan?
Dec 4, 2017 MForm 4 →	Dec 4, 5:47 pm EST	Walter W BettingerPresident and CEO, Director	156,100	$23.12	$3,609,032	433,564	—	plan?
Nov 30, 2017 SForm 4 →	Nov 30, 7:06 pm EST	Walter W BettingerPresident and CEO, Director	168,220	$49.10	$8,260,073	277,464	−37.7%	plan?
Nov 30, 2017 MForm 4 →	Nov 30, 7:06 pm EST	Walter W BettingerPresident and CEO, Director	168,220	$22.67	$3,813,547	445,684	—	plan?
Nov 30, 2017 SForm 4 →	Nov 30, 3:03 pm EST	Bernard J. ClarkEVP - Advisor Services	32,350	$49.16	$1,590,394	52,850	−38.0%	plan?
Nov 30, 2017 MForm 4 →	Nov 30, 3:03 pm EST	Bernard J. ClarkEVP - Advisor Services	32,350	$22.67	$733,375	85,200	—	plan?
Nov 29, 2017 SForm 4 →	Nov 29, 5:54 pm EST	Joseph R MartinettoSenior EVP	94,988	$48.15	$4,573,302	155,916	−37.9%	plan?
Nov 29, 2017 MForm 4 →	Nov 29, 5:54 pm EST	Joseph R MartinettoSenior EVP	94,988	$12.29	$1,167,285	250,904	—	plan?
Nov 29, 2017 SForm 4 →	Nov 29, 5:54 pm EST	Walter W BettingerPresident and CEO, Director	262,309	$48.15	$12,631,228	277,464	−48.6%	plan?
Nov 29, 2017 MForm 4 →	Nov 29, 5:54 pm EST	Walter W BettingerPresident and CEO, Director	262,309	$16.40	$4,301,868	539,773	—	plan?
Nov 29, 2017 SForm 4 →	Nov 29, 5:54 pm EST	Charles R SchwabChairman, Director, 10% Owner	211,620	$48.30	$10,221,817	91,429,443	−0.23%	plan?
Nov 27, 2017 SForm 4 →	Nov 27, 6:17 pm EST	Marie A ChandohaPresident - CSIM	56,327	$45.86	$2,583,089	0	−100%	plan?
Nov 27, 2017 MForm 4 →	Nov 27, 6:17 pm EST	Marie A ChandohaPresident - CSIM	56,327	$28.66	$1,614,404	56,327	—	plan?
Nov 22, 2017 SForm 4 →	Nov 27, 1:30 pm EST	Nigel J MurtaghEVP - Corporate Risk	10,000	$45.79	$457,874	23,441	−29.9%	plan?
Nov 22, 2017 MForm 4 →	Nov 27, 1:30 pm EST	Nigel J MurtaghEVP - Corporate Risk	10,000	$13.64	$136,400	33,441	—	plan?
Nov 15, 2017 SForm 4 →	Nov 16, 5:19 pm EST	Charles R SchwabChairman, Director, 10% Owner	350,000	$44.65	$15,629,023	91,542,413	−0.38%	plan?
Nov 10, 2017 SForm 4 →	Nov 13, 11:31 am EST	Charles R SchwabChairman, Director, 10% Owner	200,000	$44.29	$8,857,960	91,892,413	−0.22%	plan?
Nov 8, 2017 SForm 4 →	Nov 9, 3:46 pm EST	Peter B. CrawfordEVP and CFO	491	$44.03	$21,618	8,780	−5.30%	plan?
Nov 8, 2017 SForm 4 →	Nov 9, 3:43 pm EST	Terri R KallsenEVP - Investor Services	815	$43.97	$35,836	0	−100%	plan?
Nov 8, 2017 SForm 4 →	Nov 8, 4:36 pm EST	Marie A ChandohaPresident - CSIM	16,799	$44.31	$744,412	0	−100%	plan?
Nov 8, 2017 MForm 4 →	Nov 8, 4:36 pm EST	Marie A ChandohaPresident - CSIM	16,799	$25.59	$429,852	16,799	—	plan?
Nov 7, 2017 PForm 4 →	Nov 8, 4:35 pm EST	Walter W BettingerPresident and CEO, Director	72,510	$27.21	$1,973,177	72,510	—	plan?
Nov 6, 2017 SForm 4 →	Nov 7, 6:15 pm EST	Peter B. CrawfordEVP and CFO	1,063	$44.64	$47,454	8,780	−10.8%	plan?
Nov 6, 2017 SForm 4 →	Nov 7, 6:15 pm EST	Terri R KallsenEVP - Investor Services	861	$44.64	$38,439	0	−100%	plan?
Nov 3, 2017 FForm 4 →	Nov 7, 3:25 pm EST	David R GarfieldEVP and General Counsel	1,712	$44.69	$76,501	87,541	—	plan?
Nov 3, 2017 FForm 4 →	Nov 7, 3:25 pm EST	Terri R KallsenEVP - Investor Services	890	$44.69	$39,770	3,382	—	plan?
Nov 3, 2017 FForm 4 →	Nov 7, 3:25 pm EST	Peter B. CrawfordEVP and CFO	592	$44.69	$26,454	11,302	—	plan?
Nov 3, 2017 SForm 4 →	Nov 3, 3:13 pm EDT	David R GarfieldEVP and General Counsel	75,629	$44.58	$3,371,896	13,624	−84.7%	plan?
Nov 3, 2017 MForm 4 →	Nov 3, 3:13 pm EDT	David R GarfieldEVP and General Counsel	75,629	$28.62	$2,164,403	89,253	—	plan?
Nov 2, 2017 SForm 4 →	Nov 2, 2:50 pm EDT	Terri R KallsenEVP - Investor Services	1,981	$44.18	$87,516	0	−100%	plan?
Nov 2, 2017 MForm 4 →	Nov 2, 2:50 pm EDT	Terri R KallsenEVP - Investor Services	1,981	$23.12	$45,801	1,981	—	plan?
Nov 2, 2017 GForm 4 →	Nov 2, 2:50 pm EDT	Nigel J MurtaghEVP - Corporate Risk	181	—	—	23,441	—	plan?
Nov 1, 2017 FForm 4 →	Nov 3, 3:14 pm EDT	Peter B. CrawfordEVP and CFO	739	$44.76	$33,076	11,894	—	plan?
Nov 1, 2017 FForm 4 →	Nov 3, 3:14 pm EDT	Terri R KallsenEVP - Investor Services	940	$44.76	$42,072	4,272	—	plan?
Oct 31, 2017 SForm 4/A →	Nov 1, 7:38 pm EDT	Nigel J MurtaghEVP - Corporate Risk	8,000	$45.15	$361,194	23,622	−25.3%	plan?
Oct 31, 2017 MForm 4/A →	Nov 1, 7:38 pm EDT	Nigel J MurtaghEVP - Corporate Risk	8,000	$12.75	$102,000	31,622	—	plan?
Oct 31, 2017 GForm 4 →	Nov 1, 7:22 pm EDT	Charles R SchwabChairman, Director, 10% Owner	22,000	—	—	92,092,413	—	plan?
Oct 31, 2017 SForm 4 →	Oct 31, 5:18 pm EDT	Nigel J MurtaghEVP - Corporate Risk	8,000	$45.15	$361,194	15,622	−33.9%	plan? amended
Oct 27, 2017 GForm 4 →	Oct 27, 5:28 pm EDT	Charles R SchwabChairman, Director, 10% Owner	121,500	—	—	92,114,413	—	plan?
Oct 26, 2017 GForm 4 →	Oct 26, 6:31 pm EDT	Charles R SchwabChairman, Director, 10% Owner	66,000	—	—	92,235,913	—	plan?
Oct 26, 2017 SForm 4 →	Oct 26, 6:31 pm EDT	Charles R SchwabChairman, Director, 10% Owner	5,065	$44.78	$226,805	92,301,913	−0.01%	plan?
Oct 26, 2017 SForm 4 →	Oct 26, 6:28 pm EDT	Marie A ChandohaPresident - CSIM	7,000	$45.59	$319,150	0	−100%	plan?
Oct 25, 2017 SForm 4 →	Oct 25, 5:52 pm EDT	Charles R SchwabChairman, Director, 10% Owner	394,935	$44.78	$17,685,308	92,306,978	−0.43%	plan?
Oct 24, 2017 SForm 4 →	Oct 24, 6:38 pm EDT	Charles R SchwabChairman, Director, 10% Owner	225,000	$44.89	$10,101,240	33,274,941	−0.67%	plan?
Oct 18, 2017 FMForm 4 →	Oct 20, 6:27 pm EDT	Robert N WilsonDirector	38,661	$26.41	$1,021,168	166,138	—	plan?
Oct 6, 2017 SForm 4 →	Oct 6, 1:51 pm EDT	Terri R KallsenEVP - Investor Services	4,267	$46.02	$196,357	0	−100%	plan?
Oct 6, 2017 MForm 4 →	Oct 6, 1:51 pm EDT	Terri R KallsenEVP - Investor Services	4,267	$30.17	$128,735	4,267	—	plan?
Oct 6, 2017 SForm 4 →	Oct 6, 1:51 pm EDT	Marie A ChandohaPresident - CSIM	19,074	$45.94	$876,166	7,000	−73.2%	plan?
Oct 6, 2017 MForm 4 →	Oct 6, 1:51 pm EDT	Marie A ChandohaPresident - CSIM	19,074	$29.46	$561,981	26,074	—	plan?
Oct 5, 2017 SForm 4 →	Oct 5, 5:43 pm EDT	Marie A ChandohaPresident - CSIM	7,793	$45.01	$350,732	7,000	−52.7%	plan?
Oct 5, 2017 MForm 4 →	Oct 5, 5:43 pm EDT	Marie A ChandohaPresident - CSIM	7,793	$28.44	$221,633	14,793	—	plan?
Oct 4, 2017 SForm 4 →	Oct 4, 2:42 pm EDT	Marie A ChandohaPresident - CSIM	3,923	$44.51	$174,621	7,000	−35.9%	plan?
Oct 4, 2017 MForm 4 →	Oct 4, 2:42 pm EDT	Marie A ChandohaPresident - CSIM	3,923	$27.45	$107,686	10,923	—	plan?
Oct 4, 2017 SForm 4 →	Oct 4, 2:41 pm EDT	Terri R KallsenEVP - Investor Services	1,000	$44.36	$44,357	0	−100%	plan?
Oct 4, 2017 MForm 4 →	Oct 4, 2:41 pm EDT	Terri R KallsenEVP - Investor Services	1,000	$30.17	$30,170	1,000	—	plan?
Oct 3, 2017 SForm 4 →	Oct 3, 7:15 pm EDT	Marie A ChandohaPresident - CSIM	4,500	$44.50	$200,255	7,000	−39.1%	plan?
Oct 3, 2017 MForm 4 →	Oct 3, 7:15 pm EDT	Marie A ChandohaPresident - CSIM	4,500	$27.45	$123,525	11,500	—	plan?
Sep 27, 2017 SForm 4 →	Sep 28, 1:38 pm EDT	Marie A ChandohaPresident - CSIM	6,018	$44.06	$265,179	7,000	−46.2%	plan?
Sep 27, 2017 MForm 4 →	Sep 28, 1:38 pm EDT	Marie A ChandohaPresident - CSIM	6,018	$27.45	$165,194	13,018	—	plan?
Sep 27, 2017 SForm 4 →	Sep 28, 1:38 pm EDT	Bernard J. ClarkEVP - Advisor Services	75,244	$43.98	$3,309,560	52,850	−58.7%	plan?
Sep 27, 2017 MForm 4 →	Sep 28, 1:38 pm EDT	Bernard J. ClarkEVP - Advisor Services	75,244	$14.42	$1,084,940	128,094	—	plan?
Sep 13, 2017 GForm 4 →	Sep 13, 7:15 pm EDT	Charles R SchwabChairman, Director, 10% Owner	98,650	—	—	92,701,913	—	plan?
Sep 6, 2017 SForm 4 →	Sep 7, 11:50 am EDT	Terri R KallsenEVP - Investor Services	1,000	$38.99	$38,987	0	−100%	plan?
Sep 6, 2017 MForm 4 →	Sep 7, 11:50 am EDT	Terri R KallsenEVP - Investor Services	1,000	$30.17	$30,170	1,000	—	plan?
Aug 9, 2017 SForm 4 →	Aug 9, 5:55 pm EDT	Marie A ChandohaPresident - CSIM	7,002	$41.96	$293,815	7,000	−50.0%	plan?
Aug 7, 2017 SForm 4 →	Aug 7, 5:11 pm EDT	Nancy H BechtleDirector	23,207	$43.03	$998,528	189,346	−10.9%	plan?
Aug 4, 2017 SForm 4 →	Aug 4, 7:45 pm EDT	Charles R SchwabChairman, Director, 10% Owner	290,000	$43.27	$12,547,198	92,800,563	−0.31%	plan?
Aug 3, 2017 GForm 4 →	Aug 4, 7:45 pm EDT	Charles R SchwabChairman, Director, 10% Owner	6,100	—	—	93,090,563	—	plan?
Aug 3, 2017 FForm 4 →	Aug 4, 3:41 pm EDT	Peter B. CrawfordEVP and CFO	543	$42.81	$23,243	8,618	—	plan?
Aug 2, 2017 SForm 4 →	Aug 2, 3:04 pm EDT	Terri R KallsenEVP - Investor Services	2,000	$43.07	$86,137	0	−100%	plan?
Aug 2, 2017 MForm 4 →	Aug 2, 3:04 pm EDT	Terri R KallsenEVP - Investor Services	2,000	$30.17	$60,340	2,000	—	plan?
Aug 1, 2017 SForm 4 →	Aug 1, 6:58 pm EDT	Marie A ChandohaPresident - CSIM	9,705	$43.17	$418,925	14,002	−40.9%	plan?
Aug 1, 2017 MForm 4 →	Aug 1, 6:58 pm EDT	Marie A ChandohaPresident - CSIM	9,705	$22.67	$220,012	23,707	—	plan?
Aug 1, 2017 SForm 4 →	Aug 1, 6:58 pm EDT	Charles R SchwabChairman, Director, 10% Owner	350,000	$43.10	$15,086,295	33,499,941	−1.03%	plan?
Jul 31, 2017 GForm 4 →	Aug 1, 3:33 pm EDT	Charles R SchwabChairman, Director, 10% Owner	47,000	—	—	93,096,663	—	plan?
Jul 31, 2017 SForm 4 →	Aug 1, 3:33 pm EDT	Charles R SchwabChairman, Director, 10% Owner	26,000	$42.80	$1,112,805	93,143,663	−0.03%	plan?
Jul 20, 2017 SForm 4 →	Jul 21, 6:11 pm EDT	Joseph R MartinettoSenior EVP	115,642	$42.10	$4,868,528	155,916	−42.6%	plan?
Jul 20, 2017 MForm 4 →	Jul 21, 6:11 pm EDT	Joseph R MartinettoSenior EVP	115,642	$18.06	$2,088,593	271,558	—	plan?
Jul 20, 2017 GForm 4 →	Jul 21, 6:11 pm EDT	Stephen T McLinDirector	5,000	—	—	151,447	—	plan?
Jul 19, 2017 SForm 4 →	Jul 19, 7:34 pm EDT	Joseph R MartinettoSenior EVP	89,330	$42.51	$3,797,124	155,916	−36.4%	plan?
Jul 19, 2017 MForm 4 →	Jul 19, 7:34 pm EDT	Joseph R MartinettoSenior EVP	89,330	$15.18	$1,355,983	245,246	—	plan?
Jul 5, 2017 SForm 4 →	Jul 5, 7:44 pm EDT	Marie A ChandohaPresident - CSIM	200	$44.03	$8,805	14,002	−1.41%	plan?
Jul 5, 2017 MForm 4 →	Jul 5, 7:44 pm EDT	Marie A ChandohaPresident - CSIM	200	$27.45	$5,490	14,202	—	plan?
Jul 3, 2017 SForm 4 →	Jul 3, 5:45 pm EDT	Terri R KallsenEVP - Investor Services	10,536	$43.15	$454,659	0	−100%	plan?
Jul 3, 2017 MForm 4 →	Jul 3, 5:45 pm EDT	Terri R KallsenEVP - Investor Services	10,536	$30.17	$317,871	10,536	—	plan?
Jun 29, 2017 SForm 4 →	Jun 30, 4:59 pm EDT	Bernard J. ClarkEVP - Advisor Services	400	$44.00	$17,600	52,850	−0.75%	plan?
Jun 29, 2017 MForm 4 →	Jun 30, 4:59 pm EDT	Bernard J. ClarkEVP - Advisor Services	400	$15.43	$6,172	53,250	—	plan?
Jun 29, 2017 SForm 4 →	Jun 30, 4:59 pm EDT	Marie A ChandohaPresident - CSIM	100	$44.00	$4,400	14,002	−0.71%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 3, 2017 AForm 4 →	Jan 5, 6:18 pm EST	Stephen A EllisDirector	389	—	—	6,544	—
Jan 3, 2017 AForm 4 →	Jan 5, 6:17 pm EST	Frank C HerringerDirector	840	—	—	114,364	—
Jan 3, 2017 AForm 4 →	Jan 5, 6:17 pm EST	Stephen T McLinDirector	3,032	—	—	3,032	—
Jan 3, 2017 MForm 4 →	Jan 3, 7:02 pm EST	C Preston ButcherDirector	4,078	—	—	0	—
Dec 23, 2016 MForm 4 →	Dec 23, 5:10 pm EST	Walter W BettingerPresident and CEO, Director	320,649	—	—	0	—
Dec 20, 2016 MForm 4 →	Dec 20, 8:17 pm EST	Marie A ChandohaPresident - CSIM	9,705	—	—	9,705	—
Dec 15, 2016 MForm 4 →	Dec 15, 3:54 pm EST	Walter W BettingerPresident and CEO, Director	206,092	—	—	0	—
Dec 8, 2016 MForm 4 →	Dec 12, 5:11 pm EST	Walter W BettingerPresident and CEO, Director	68,667	—	—	206,092	—
Dec 1, 2016 MForm 4 →	Dec 1, 8:13 pm EST	Walter W BettingerPresident and CEO, Director	196,592	—	—	0	—
Dec 1, 2016 MForm 4 →	Dec 1, 6:37 pm EST	Marie A ChandohaPresident - CSIM	15,133	—	—	15,134	—
Nov 30, 2016 MForm 4 →	Nov 30, 7:41 pm EST	Walter W BettingerPresident and CEO, Director	56,423	—	—	196,592	—
Nov 23, 2016 MForm 4 →	Nov 28, 1:45 pm EST	Walter W BettingerPresident and CEO, Director	34,233	—	—	253,015	—
Nov 23, 2016 MForm 4 →	Nov 23, 3:31 pm EST	Nigel J MurtaghEVP - Corporate Risk	13,000	—	—	13,110	—
Nov 22, 2016 MForm 4 →	Nov 23, 1:41 pm EST	Bernard J. ClarkEVP - Advisor Services	63,256	—	—	0	—
Nov 16, 2016 MForm 4 →	Nov 18, 6:15 pm EST	Marie A ChandohaPresident - CSIM	101,866	—	—	0	—
Nov 14, 2016 MForm 4 →	Nov 16, 1:45 pm EST	Terri R KallsenEVP - Investor Services	30,933	—	—	8,105	—
Nov 10, 2016 MForm 4 →	Nov 14, 7:23 pm EST	Bernard J. ClarkEVP - Advisor Services	93,146	—	—	0	—	amended
Nov 10, 2016 MForm 4 →	Nov 14, 7:23 pm EST	Nigel J MurtaghEVP - Corporate Risk	10,000	—	—	14,938	—
Nov 3, 2016 MForm 4 →	Nov 7, 7:32 pm EST	Terri R KallsenEVP - Investor Services	5,200	—	—	0	—
Oct 26, 2016 MForm 4 →	Oct 28, 12:30 pm EDT	Joseph R MartinettoSenior EVP and CFO	249,427	—	—	0	—
Oct 20, 2016 MForm 4 →	Oct 21, 5:37 pm EDT	Walter W BettingerPresident and CEO, Director	598,596	—	—	0	—
Oct 20, 2016 MForm 4 →	Oct 21, 5:37 pm EDT	Nigel J MurtaghEVP - Corporate Risk	15,000	—	—	14,621	—
Oct 19, 2016 MForm 4 →	Oct 20, 1:09 pm EDT	Walter W BettingerPresident and CEO, Director	612,000	—	—	73,241	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:44 pm EDT	Frank C HerringerDirector	1,073	—	—	113,524	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:44 pm EDT	Stephen A EllisDirector	1,918	—	—	1,918	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:44 pm EDT	C Preston ButcherDirector	3,835	—	—	3,835	—
Oct 3, 2016 AForm 4 →	Oct 5, 5:43 pm EDT	Stephen T McLinDirector	3,835	—	—	3,835	—
Jul 22, 2016 MForm 4 →	Jul 25, 10:46 am EDT	Terri R KallsenEVP - Investor Services	3,362	—	—	0	—
Jul 1, 2016 AForm 4 →	Jul 6, 12:35 pm EDT	Frank C HerringerDirector	1,345	—	—	112,193	—
Jul 1, 2016 AForm 4 →	Jul 6, 12:35 pm EDT	Stephen T McLinDirector	4,516	—	—	4,516	—
Jul 1, 2016 AForm 4 →	Jul 6, 12:35 pm EDT	Stephen A EllisDirector	2,258	—	—	2,258	—
Jul 1, 2016 AForm 4 →	Jul 6, 12:35 pm EDT	C Preston ButcherDirector	4,516	—	—	4,516	—
Jun 9, 2016 MForm 4 →	Jun 10, 11:33 am EDT	C Preston ButcherDirector	11,087	—	—	0	—
May 19, 2016 AForm 4 →	May 23, 4:29 pm EDT	Robert N WilsonDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	Roger O WaltherDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	Paula A SneedDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	Arun SarinDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	Stephen T McLinDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	Frank C HerringerDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	William S HarafDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	Mark A GoldfarbDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	Stephen A EllisDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	Christopher V DoddsDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	C Preston ButcherDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	Nancy H BechtleDirector	7,866	—	—	7,866	—
May 19, 2016 AForm 4 →	May 23, 4:28 pm EDT	John K Adams Jr.Director	7,866	—	—	7,866	—
May 18, 2016 MForm 4 →	May 20, 3:41 pm EDT	Stephen T McLinDirector	5,244	—	—	0	—
May 13, 2016 MForm 4 →	May 16, 4:26 pm EDT	Nancy H BechtleDirector	5,244	—	—	0	—
Apr 28, 2016 MForm 4 →	Apr 29, 11:51 am EDT	C Preston ButcherDirector	5,244	—	—	0	—
Apr 20, 2016 MForm 4 →	Apr 21, 2:48 pm EDT	Frank C HerringerDirector	5,244	—	—	0	—
Apr 18, 2016 MForm 4 →	Apr 19, 1:06 pm EDT	Robert N WilsonDirector	7,866	—	—	0	—
Apr 1, 2016 AForm 4 →	Apr 5, 10:38 am EDT	Frank C HerringerDirector	1,190	—	—	110,848	—
Apr 1, 2016 AForm 4 →	Apr 5, 10:38 am EDT	Stephen T McLinDirector	3,798	—	—	3,798	—
Apr 1, 2016 AForm 4 →	Apr 5, 10:38 am EDT	Stephen A EllisDirector	1,899	—	—	1,899	—
Apr 1, 2016 AForm 4 →	Apr 5, 10:38 am EDT	C Preston ButcherDirector	3,798	—	—	3,798	—
Mar 30, 2016 MForm 4 →	Mar 31, 1:13 pm EDT	Paula A SneedDirector	5,244	—	—	0	—
Mar 1, 2016 AForm 4 →	Mar 3, 4:57 pm EST	Charles R SchwabChairman, Director, 10% Owner	179,857	—	—	179,857	—
Mar 1, 2016 AForm 4 →	Mar 3, 4:57 pm EST	Nigel J MurtaghEVP - Corporate Risk	65,948	—	—	65,948	—
Mar 1, 2016 AForm 4 →	Mar 3, 4:57 pm EST	Joseph R MartinettoSenior EVP and CFO	119,905	—	—	119,905	—
Mar 1, 2016 AForm 4 →	Mar 3, 4:57 pm EST	Terri R KallsenEVP - Investor Services	89,929	—	—	89,929	—
Mar 1, 2016 AForm 4 →	Mar 3, 4:57 pm EST	David R GarfieldEVP and General Counsel	59,953	—	—	59,953	—
Mar 1, 2016 AForm 4 →	Mar 3, 4:57 pm EST	Marie A ChandohaPresident - CSIM	89,929	—	—	89,929	—
Mar 1, 2016 AForm 4 →	Mar 3, 4:57 pm EST	Walter W BettingerPresident and CEO, Director	464,629	—	—	464,629	—
Mar 1, 2016 AForm 4 →	Mar 3, 4:57 pm EST	Bernard J. ClarkEVP - Advisor Services	89,929	—	—	89,929	—
Feb 26, 2016 MForm 4 →	Feb 26, 5:33 pm EST	C Preston ButcherDirector	5,450	—	—	0	—
Jan 4, 2016 AForm 4 →	Jan 6, 3:27 pm EST	Frank C HerringerDirector	1,056	—	—	109,400	—
Jan 4, 2016 AForm 4 →	Jan 6, 3:27 pm EST	Stephen T McLinDirector	3,844	—	—	3,844	—
Jan 4, 2016 AForm 4 →	Jan 6, 3:27 pm EST	Stephen A EllisDirector	1,922	—	—	1,922	—
Jan 4, 2016 AForm 4 →	Jan 6, 3:27 pm EST	C Preston ButcherDirector	3,844	—	—	3,844	—
Dec 4, 2015 MForm 4 →	Dec 7, 1:32 pm EST	Bernard J. ClarkEVP - Advisor Services	25,987	—	—	0	—
Dec 3, 2015 MForm 4 →	Dec 4, 11:41 am EST	C Preston ButcherDirector	7,327	—	—	0	—
Nov 9, 2015 MForm 4 →	Nov 10, 12:40 pm EST	Joseph R MartinettoEVP and CFO	50,000	—	—	21,880	—
Nov 6, 2015 MForm 4 →	Nov 6, 5:24 pm EST	Bernard J. ClarkEVP - Advisor Services	28,810	—	—	0	—
Nov 4, 2015 MForm 4 →	Nov 4, 4:39 pm EST	Terri R KallsenEVP - Investor Services	11,900	—	—	7,989	—
Oct 1, 2015 AForm 4 →	Oct 5, 12:38 pm EDT	Stephen A EllisDirector	2,105	—	—	2,105	—
Oct 1, 2015 AForm 4 →	Oct 5, 12:38 pm EDT	Stephen T McLinDirector	4,210	—	—	4,210	—
Oct 1, 2015 AForm 4 →	Oct 5, 12:38 pm EDT	Frank C HerringerDirector	1,051	—	—	108,148	—
Oct 1, 2015 AForm 4 →	Oct 5, 12:38 pm EDT	C Preston ButcherDirector	4,210	—	—	4,210	—
Sep 10, 2015 MForm 4 →	Sep 14, 2:41 pm EDT	C Preston ButcherDirector	5,594	—	—	0	—
Aug 5, 2015 MForm 4 →	Aug 6, 1:09 pm EDT	Roger O WaltherDirector	5,244	—	—	0	—
Jul 1, 2015 AForm 4 →	Jul 6, 2:34 pm EDT	Stephen A EllisDirector	1,853	—	—	1,853	—
Jul 1, 2015 AForm 4 →	Jul 6, 2:34 pm EDT	Frank C HerringerDirector	906	—	—	106,471	—
Jul 1, 2015 AForm 4 →	Jul 6, 2:34 pm EDT	Stephen T McLinDirector	3,705	—	—	3,705	—
Jul 1, 2015 AForm 4 →	Jul 6, 2:34 pm EDT	C Preston ButcherDirector	3,705	—	—	3,705	—
Jun 15, 2015 MForm 4 →	Jun 16, 12:03 pm EDT	C Preston ButcherDirector	8,013	—	—	0	—
Jun 11, 2015 MForm 4 →	Jun 12, 10:45 am EDT	Jay L AllenEVP and Chief Admin Officer	6,004	—	—	18,012	—
Jun 5, 2015 MForm 4 →	Jun 9, 11:45 am EDT	James D McCoolEVP - Client Solutions	64,000	—	—	64,041	—
Jun 1, 2015 AForm 4 →	Jun 3, 10:07 am EDT	Joseph R MartinettoEVP and CFO	30,121	—	—	30,121	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	Roger O WaltherDirector	8,548	—	—	8,548	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	Paula A SneedDirector	8,548	—	—	8,548	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	Arun SarinDirector	8,548	—	—	8,548	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	Stephen T McLinDirector	8,548	—	—	8,548	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	Frank C HerringerDirector	8,548	—	—	8,548	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	William S HarafDirector	7,835	—	—	7,835	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	Mark A GoldfarbDirector	8,548	—	—	8,548	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	Stephen A EllisDirector	8,548	—	—	8,548	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	Christopher V DoddsDirector	8,548	—	—	8,548	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	C Preston ButcherDirector	8,548	—	—	8,548	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	Nancy H BechtleDirector	8,548	—	—	8,548	—
May 15, 2015 AForm 4 →	May 19, 1:18 pm EDT	John K Adams Jr.Director	7,835	—	—	7,835	—