SEC Form 4 · accession 0001225208-15-016549
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger O Walther
Director
Period of report
Aug 5, 2015
Accepted (ET)
Aug 6, 2015 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 5, 2015 | M | 5,244 | $15.1683 | A | 214,800 | I | by Trust |
| Common Stock | holding | — | — | — | 16,163 | D | ||
| Common Stock | holding | — | — | — | 31,772 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $15.1683 | Aug 5, 2015 | M | 5,244 | D | May 22, 2007 | May 22, 2016 | Common Stock | 5,244 | 0 | D |