SEC Form 4 · accession 0001225208-16-040206
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen A Ellis
Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F1 | $31.48 | Oct 3, 2016 | A | 1,918 | A | Oct 3, 2016 | Oct 3, 2026 | Common Stock | 1,918 | 1,918 | D |
Explanation of responses
- F1The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.