SEC Form 4 · accession 0001225208-16-029090

SCHWAB CHARLES CORP · SCHW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP - Advisor Services

Period of report

Mar 1, 2016

Accepted (ET)

Mar 3, 2016 · 4:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000316709

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 1, 2016	M	10,073	$25.90	A	56,795	I	by Trust
Common Stock^F1	Mar 2, 2016	M	2,448	$26.5425	A	59,243	I	by Trust
Common Stock^F3	Mar 3, 2016	S	10,073	$26.6386	D	49,170	I	by Trust
Common Stock	holding	—	—		—	3,383	I	by 401(k)
Common Stock	holding	—	—		—	610	I	by ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Nonqualified Stock Option (right to buy)^F4	$26.39	Mar 1, 2016	A	89,929	A	Mar 1, 2017	Mar 1, 2026	Common Stock	89,929	89,929	I

F1Shares acquired on the vesting of restricted stock units.
F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015.
F3This transaction was executed in multiple trades at prices ranging from $26.32 to $27.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.