SEC Form 4 · accession 0001225208-16-031611
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank C Herringer
Director
Period of report
Apr 20, 2016
Accepted (ET)
Apr 21, 2016 · 2:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2016 | M | 5,244 | $15.1683 | A | 106,121 | I | by Trust |
| Common Stock | Apr 20, 2016 | F | 2,751 | $28.9062 | D | 103,370 | I | by Trust |
| Common Stock | holding | — | — | — | 6,163 | D | ||
| Common Stock | holding | — | — | — | 50,625 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $15.1683 | Apr 20, 2016 | M | 5,244 | D | May 22, 2007 | May 22, 2016 | Common Stock | 5,244 | 0 | D |