SEC Form 4 · accession 0001225208-16-034868
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Preston Butcher
Director
Period of report
Jun 9, 2016
Accepted (ET)
Jun 10, 2016 · 11:33 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2016 | M | 5,736 | $15.4448 | A | 819,492 | I | by Trust |
| Common Stock | Jun 9, 2016 | M | 5,351 | $16.8558 | A | 824,843 | I | by Trust |
| Common Stock | holding | — | — | — | 5,493 | D | ||
| Common Stock | holding | — | — | — | 270,827 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $15.4448 | Jun 9, 2016 | M | 5,736 | D | Jul 3, 2006 | Jul 3, 2016 | Common Stock | 5,736 | 0 | D |
| Nonqualified Stock Option (right to buy) | $16.8558 | Jun 9, 2016 | M | 5,351 | D | Oct 2, 2006 | Oct 2, 2016 | Common Stock | 5,351 | 0 | D |