SEC Form 4 · accession 0001225208-15-013250
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Martinetto
Officer — EVP and CFO
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 10:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2015 | M | 7,934 | $0.00 | A | 127,760 | D | |
| Common Stock | holding | — | — | — | 606 | I | by ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F2 | $31.44 | Jun 1, 2015 | A | 30,121 | A | — | Jun 1, 2025 | Common Stock | 30,121 | 30,121 | D |
Explanation of responses
- F1The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date.
- F2The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.