SEC Form 4 · accession 0001225208-17-000165
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Preston Butcher
Director
Period of report
Jan 3, 2017
Accepted (ET)
Jan 3, 2017 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2017 | M | 4,078 | $18.8388 | A | 828,971 | I | by Trust |
| Common Stock | holding | — | — | — | 5,493 | D | ||
| Common Stock | holding | — | — | — | 69,929 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $18.8388 | Jan 3, 2017 | M | 4,078 | D | Jan 3, 2007 | Jan 3, 2017 | Common Stock | 4,078 | 0 | D |