SEC Form 4 · accession 0001225208-17-017419
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles R Schwab
Officer — Chairman · Director · 10% Owner
Period of report
Nov 15, 2017
Accepted (ET)
Nov 16, 2017 · 5:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2017 | S | 175,000 | $44.5278 | D | 91,717,413 | I | by Trust |
| Common StockF2 | Nov 16, 2017 | S | 175,000 | $44.7809 | D | 91,542,413 | I | by Trust |
| Common Stock | holding | — | — | — | 44,025 | I | by 188 Corp | |
| Common Stock | holding | — | — | — | 33,274,941 | I | by Limited Partnership | |
| Common Stock | holding | — | — | — | 14,353,450 | I | by Spouse as Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $44.355 to $44.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $44.60 to $45.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.