SEC Form 4 · accession 0001225208-15-021771
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Preston Butcher
Director
Period of report
Dec 3, 2015
Accepted (ET)
Dec 4, 2015 · 11:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2015 | M | 7,327 | $14.2626 | A | 905,900 | I | by Trust |
| Common Stock | holding | — | — | — | 6,163 | D | ||
| Common Stock | holding | — | — | — | 270,461 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $14.2626 | Dec 3, 2015 | M | 7,327 | D | Jan 3, 2006 | Jan 3, 2016 | Common Stock | 7,327 | 0 | D |