SEC Form 4 · accession 0001225208-17-017076
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Walter W Bettinger
Officer — President and CEO · Director
Period of report
Nov 7, 2017
Accepted (ET)
Nov 8, 2017 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Depositary SharesF1 | Nov 7, 2017 | P | 41,330 | $27.2299 | A | 41,330 | D | |
| Depositary SharesF2 | Nov 7, 2017 | P | 31,180 | $27.1894 | A | 72,510 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Depositary shares each representing a 1/40th ownership interest in a share of 5.95% Non-Cumulative Perpetual Series D Preferred Stock, par value $0.01 per share.
- F2Depositary shares each representing a 1/40th ownership interest in a share of 6.00% Non-Cumulative Perpetual Series C Preferred Stock, par value $0.01 per share.