Company · CIK 0000019617 · SIC 6021 — National Commercial Banks · NYSE

JPMORGAN CHASE & CO · JPM

Insider activity reported against this company. All insider holders · Files at: MHD, RBBN, [NONE], SLDB, TPLM, GDP. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $33.9M · 12sales $105.1M · 71net −$71.2M

Open-market trades as an insider elsewherebuys $22.0M · 1sales $0 · 0net $22.0M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 16, 2018 SForm 4 →	Jan 17, 5:10 pm EST	Ashley BaconChief Risk Officer	16,434	$112.22	$1,844,230	74,547	−18.1%	plan?
Jan 16, 2018 SForm 4 →	Jan 17, 5:08 pm EST	Stacey FriedmanGeneral Counsel	17,729	$112.33	$1,991,492	3,448	−83.7%	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:28 pm EST	Gordon SmithExecutive Vice President	176,652	$111.85	$6,442,384	314,654	—	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:27 pm EST	Daniel E PintoManaging Director	200,582	$111.85	$7,172,844	308,899	—	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:24 pm EST	Robin LeopoldHead of Human Resources	16,840	$111.85	$578,910	8,594	—	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:23 pm EST	James DimonChairman & CEO, Director	151,059	$111.85	$5,792,005	47,487	—	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:22 pm EST	Lori A BeerChief Information Officer	27,950	$111.85	$1,010,520	20,317	—	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:20 pm EST	Peter ScherExecutive Vice President	163,202	$70.06	$9,312,871	26,532	—	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:18 pm EST	Douglas B PetnoCEO Commercial Banking	100,735	$111.85	$3,604,093	85,843	—	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:16 pm EST	Marianne LakeChief Financial Officer	116,223	$111.85	$4,443,043	36,773	—	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:14 pm EST	Nicole GilesCorporate Controller	7,342	$111.85	$229,953	7,876	—	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:12 pm EST	Mary E. ErdoesCEO Asset Management	197,726	$111.85	$7,606,131	457,080	—	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:10 pm EST	Ashley BaconChief Risk Officer	100,458	$111.85	$3,592,461	90,981	—	plan?
Jan 13, 2018 FMForm 4 →	Jan 17, 5:08 pm EST	Stacey FriedmanGeneral Counsel	30,470	$111.85	$1,108,384	21,177	—	plan?
Dec 31, 2017 AForm 4 →	Jan 3, 2018, 4:17 pm EST	William C WeldonDirector	432	$106.94	$46,250	92,927	—	plan?
Dec 31, 2017 AForm 4 →	Jan 3, 2018, 4:17 pm EST	Lee R RaymondDirector	468	$106.94	$50,000	231,508	—	plan?
Dec 31, 2017 AForm 4 →	Jan 3, 2018, 4:17 pm EST	Michael A NealDirector	304	$106.94	$32,500	30,836	—	plan?
Dec 31, 2017 AForm 4 →	Jan 3, 2018, 4:17 pm EST	Laban JacksonDirector	468	$106.94	$50,000	172,768	—	plan?
Dec 31, 2017 AForm 4 →	Jan 3, 2018, 4:17 pm EST	Timothy Patrick FlynnDirector	374	$106.94	$40,000	40,842	—	plan?
Dec 31, 2017 AForm 4 →	Jan 3, 2018, 4:17 pm EST	Stephen B BurkeDirector	269	$106.94	$28,750	132,940	—	plan?
Dec 31, 2017 AForm 4 →	Jan 3, 2018, 4:17 pm EST	Crandall Close BowlesDirector	409	$106.94	$43,750	89,831	—	plan?
Nov 10, 2017 FMForm 4 →	Nov 13, 4:16 pm EST	Mary E. ErdoesCEO Asset Management	483,042	$66.49	$32,119,639	395,366	—	plan?
Nov 9, 2017 FMForm 4 →	Nov 13, 6:03 am EST	Ashley BaconChief Risk Officer	42,621	$65.65	$2,798,268	54,763	—	plan?
Nov 2, 2017 AWForm 4 →	Jan 3, 2018, 4:17 pm EST	James S CrownDirector	370,147	$106.94	$32,500	6,081,276	—	plan? late
Oct 26, 2017 SForm 4 →	Oct 26, 5:09 pm EDT	Stacey FriedmanGeneral Counsel	2,099	$101.96	$214,019	10,527	−16.6%	plan?
Oct 25, 2017 FMForm 4 →	Oct 26, 5:15 pm EDT	Lori A BeerChief Information Officer	17,354	$100.82	$626,798	10,437	—	plan?
Oct 25, 2017 FMForm 4 →	Oct 26, 5:09 pm EDT	Nicole GilesCorporate Controller	2,849	$100.82	$100,114	4,646	—	plan?
Oct 25, 2017 FMForm 4 →	Oct 26, 5:09 pm EDT	Stacey FriedmanGeneral Counsel	7,405	$100.82	$267,475	12,626	—	plan?
Oct 24, 2017 FMForm 4 →	Oct 26, 5:09 pm EDT	Douglas B PetnoCEO Commercial Banking	224,602	$62.02	$13,929,867	84,448	—	plan?
Oct 13, 2017 FMForm 4 →	Oct 13, 5:12 pm EDT	James DimonChairman & CEO, Director	3,483,634	$63.68	$221,844,064	1,205,043	—	plan?
Sep 30, 2017 AForm 4 →	Oct 3, 4:15 pm EDT	William C WeldonDirector	537	$95.51	$51,250	91,970	—	plan?
Sep 30, 2017 AForm 4 →	Oct 3, 4:15 pm EDT	Lee R RaymondDirector	471	$95.51	$45,000	229,724	—	plan?
Sep 30, 2017 AForm 4 →	Oct 3, 4:15 pm EDT	Michael A NealDirector	340	$95.51	$32,500	30,409	—	plan?
Sep 30, 2017 AForm 4 →	Oct 3, 4:15 pm EDT	Laban JacksonDirector	524	$95.51	$50,000	171,456	—	plan?
Sep 30, 2017 AForm 4 →	Oct 3, 4:15 pm EDT	Timothy Patrick FlynnDirector	366	$95.51	$35,000	40,293	—	plan?
Sep 30, 2017 AForm 4 →	Oct 3, 4:15 pm EDT	James S CrownDirector	340	$95.51	$32,500	301,466	—	plan?
Sep 30, 2017 AForm 4 →	Oct 3, 4:15 pm EDT	Stephen B BurkeDirector	301	$95.51	$28,750	132,093	—	plan?
Sep 30, 2017 AForm 4 →	Oct 3, 4:15 pm EDT	Crandall Close BowlesDirector	458	$95.51	$43,750	88,944	—	plan?
Aug 21, 2017 SForm 4 →	Aug 21, 5:13 pm EDT	Stacey FriedmanGeneral Counsel	9,968	$90.55	$902,608	10,527	−48.6%	plan?
Jul 18, 2017 SForm 4 →	Jul 18, 4:07 pm EDT	Nicole GilesCorporate Controller	1,000	$91.29	$91,292	3,783	−20.9%	plan?
Jul 17, 2017 SForm 4 →	Jul 17, 4:40 pm EDT	Marianne LakeChief Financial Officer	17,596	$91.58	$1,611,412	0	−100%	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:47 pm EDT	William C WeldonDirector	506	$91.40	$46,250	90,953	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:47 pm EDT	Lee R RaymondDirector	492	$91.40	$45,000	228,042	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:46 pm EDT	Michael A NealDirector	356	$91.40	$32,500	29,957	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:46 pm EDT	Laban JacksonDirector	492	$91.40	$45,000	170,156	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:46 pm EDT	Timothy Patrick FlynnDirector	383	$91.40	$35,000	39,767	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:46 pm EDT	James S CrownDirector	356	$91.40	$32,500	300,217	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:46 pm EDT	Stephen B BurkeDirector	315	$91.40	$28,750	131,261	—	plan?
Jun 30, 2017 AForm 4 →	Jul 5, 5:46 pm EDT	Crandall Close BowlesDirector	451	$91.40	$41,250	88,048	—	plan?
May 23, 2017 GForm 4 →	May 23, 5:51 pm EDT	James DimonChairman & CEO, Director	100,980	—	—	3,698,292	—	plan?
May 11, 2017 SForm 4 →	May 12, 4:11 pm EDT	Ashley BaconChief Risk Officer	6,514	$87.21	$568,100	47,384	−12.1%	plan?
May 5, 2017 FMForm 4 →	May 8, 4:24 pm EDT	Marianne LakeChief Financial Officer	117,388	$57.40	$6,738,355	17,596	—	plan?
Apr 19, 2017 PForm 4 →	Apr 20, 4:40 pm EDT	James S CrownDirector	11,500	$85.48	$982,991	4,022	—	plan?
Apr 17, 2017 SForm 4 →	Apr 18, 4:15 pm EDT	Matthew E ZamesChief Operating Officer	3,405	$85.06	$289,616	329,019	−1.02%	plan?
Apr 17, 2017 SForm 4 →	Apr 18, 4:15 pm EDT	Stacey FriedmanGeneral Counsel	10,792	$85.07	$918,084	92,552	−10.4%	plan?
Apr 17, 2017 FMForm 4 →	Apr 18, 4:15 pm EDT	Stacey FriedmanGeneral Counsel	164,609	$61.21	$10,074,930	20,495	—	plan?
Mar 31, 2017 WForm 4 →	May 1, 5:07 pm EDT	Laban JacksonDirector	392	—	—	168,834	—	plan? late
Mar 31, 2017 AForm 4 →	Apr 4, 5:03 pm EDT	Lee R RaymondDirector	541	$87.84	$47,500	226,252	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 4:08 pm EDT	William C WeldonDirector	555	$87.84	$48,750	89,934	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 4:08 pm EDT	Michael A NealDirector	370	$87.84	$32,500	29,483	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 4:08 pm EDT	Laban JacksonDirector	602	$87.84	$52,917	168,442	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 4:08 pm EDT	Timothy Patrick FlynnDirector	398	$87.84	$35,000	39,215	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 4:08 pm EDT	James S CrownDirector	432	$87.84	$37,917	298,888	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 4:07 pm EDT	Stephen B BurkeDirector	327	$87.84	$28,750	130,379	—	plan?
Mar 31, 2017 AForm 4 →	Apr 4, 4:07 pm EDT	Crandall Close BowlesDirector	498	$87.84	$43,750	87,129	—	plan?
Feb 15, 2017 GForm 4 →	Feb 15, 5:33 pm EST	Matthew E ZamesChief Operating Officer	1,243	—	—	332,424	—	plan?
Feb 14, 2017 GForm 4 →	Feb 15, 5:33 pm EST	Douglas B PetnoCEO Commercial Banking	1,125	—	—	28,973	—	plan?
Jan 26, 2017 GForm 4 →	Jan 30, 4:13 pm EST	James DimonChairman & CEO, Director	701,454	—	—	2,696,484	—	plan?
Jan 26, 2017 FMForm 4 →	Jan 30, 4:13 pm EST	Matthew E ZamesChief Operating Officer	65,393	$60.93	$3,984,159	333,667	—	plan?
Jan 25, 2017 FMForm 4 →	Jan 27, 12:17 pm EST	John L DonnellyDirector Human Resources	48,205	$59.66	$2,876,139	129,481	—	plan?
Jan 19, 2017 FMForm 4 →	Jan 23, 4:12 pm EST	Laban JacksonDirector	3,210	$47.56	$152,675	167,839	—	plan?
Jan 18, 2017 SForm 4 →	Jan 19, 4:58 pm EST	Gordon SmithExecutive Vice President	65,865	$83.67	$5,510,997	237,466	−21.7%	plan?
Jan 18, 2017 SForm 4 →	Jan 19, 4:58 pm EST	Douglas B PetnoCEO Commercial Banking	21,532	$83.67	$1,801,649	86,338	−20.0%	plan?
Jan 18, 2017 SForm 4 →	Jan 19, 4:58 pm EST	Marianne LakeChief Financial Officer	13,072	$83.68	$1,093,822	44,711	−22.6%	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:59 pm EST	William C WeldonDirector	2,967	$84.25	$250,000	89,379	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:59 pm EST	Lee R RaymondDirector	2,967	$84.25	$250,000	225,711	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:59 pm EST	Michael A NealDirector	2,967	$84.25	$250,000	29,113	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:59 pm EST	Laban JacksonDirector	2,967	$84.25	$250,000	166,839	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:59 pm EST	Timothy Patrick FlynnDirector	2,967	$84.25	$250,000	38,817	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:58 pm EST	Todd A. CombsDirector	2,967	$84.25	$250,000	2,983	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:58 pm EST	Stephen B BurkeDirector	2,967	$84.25	$250,000	130,051	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:58 pm EST	Crandall Close BowlesDirector	2,967	$84.25	$250,000	86,631	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:58 pm EST	James A BellDirector	2,967	$84.25	$250,000	25,167	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:58 pm EST	Linda BammannDirector	2,967	$84.25	$250,000	81,468	—	plan?
Jan 17, 2017 AForm 4 →	Jan 19, 4:58 pm EST	James S CrownDirector	2,967	$84.25	$250,000	298,456	—	plan?
Jan 17, 2017 SForm 4 →	Jan 18, 4:04 pm EST	Douglas B PetnoCEO Commercial Banking	6,728	$84.16	$566,195	107,870	−5.87%	plan?
Jan 17, 2017 SForm 4 →	Jan 18, 4:03 pm EST	Daniel E PintoManaging Director	40,433	$84.15	$3,402,506	388,193	−9.43%	plan?
Jan 17, 2017 SForm 4 →	Jan 18, 4:03 pm EST	Mary E. ErdoesCEO Asset Management	35,799	$84.15	$3,012,593	326,878	−9.87%	plan?
Jan 17, 2017 SForm 4 →	Jan 18, 4:03 pm EST	John L DonnellyDirector Human Resources	6,444	$84.16	$542,314	123,018	−4.98%	plan?
Jan 17, 2017 SForm 4 →	Jan 18, 4:03 pm EST	Ashley BaconChief Risk Officer	12,986	$84.15	$1,092,769	53,898	−19.4%	plan?
Jan 17, 2017 SForm 4 →	Jan 18, 4:03 pm EST	Matthew E ZamesChief Operating Officer	42,083	$84.16	$3,541,581	324,372	−11.5%	plan?
Jan 13, 2017 FMForm 4 →	Jan 18, 4:04 pm EST	Gordon SmithExecutive Vice President	218,787	$87.14	$6,416,360	303,331	—	plan?
Jan 13, 2017 FMForm 4 →	Jan 18, 4:04 pm EST	Marianne LakeChief Financial Officer	138,416	$87.14	$4,235,371	57,783	—	plan?
Jan 13, 2017 FMForm 4 →	Jan 18, 4:04 pm EST	Stacey FriedmanGeneral Counsel	30,716	$87.14	$868,039	10,792	—	plan?
Jan 13, 2017 FMForm 4 →	Jan 18, 4:04 pm EST	Mark O'DonovanCorporate Controller	21,364	$87.14	$542,851	8,904	—	plan?
Jan 13, 2017 FMForm 4 →	Jan 18, 4:04 pm EST	Douglas B PetnoCEO Commercial Banking	125,956	$87.14	$3,617,235	114,598	—	plan?
Jan 13, 2017 FMForm 4 →	Jan 18, 4:03 pm EST	Daniel E PintoManaging Director	539,527	$65.99	$27,166,556	236,581	—	plan?
Jan 13, 2017 FMForm 4 →	Jan 18, 4:03 pm EST	Mary E. ErdoesCEO Asset Management	245,169	$87.14	$7,562,098	362,677	—	plan?
Jan 13, 2017 FMForm 4 →	Jan 18, 4:03 pm EST	John L DonnellyDirector Human Resources	60,081	$87.14	$1,784,612	129,462	—	plan?
Jan 13, 2017 FMForm 4 →	Jan 18, 4:03 pm EST	Ashley BaconChief Risk Officer	119,995	$87.14	$3,343,109	66,884	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Aug 11, 2016 MForm 4 →	Aug 12, 4:04 pm EDT	Mary E. ErdoesCEO Asset Management	279,430	—	—	0	—
Jul 21, 2016 MForm 4 →	Jul 25, 10:49 am EDT	Marianne LakeChief Financial Officer	89,000	—	—	0	—
Apr 21, 2016 MForm 4 →	Apr 22, 4:10 pm EDT	John L DonnellyDirector Human Resources	42,718	—	—	0	—
Apr 19, 2016 MForm 4 →	Apr 20, 5:23 pm EDT	Gordon SmithExecutive Vice President	500,000	—	—	0	—
Apr 15, 2016 MForm 4 →	Apr 18, 5:38 pm EDT	Matthew E ZamesChief Operating Officer	52,344	—	—	0	—
Apr 15, 2016 MForm 4 →	Apr 18, 5:38 pm EDT	Daniel E PintoManaging Director	100,000	—	—	0	—
Apr 15, 2016 MForm 4 →	Apr 18, 5:38 pm EDT	Ashley BaconChief Risk Officer	50,000	—	—	0	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Ashley BaconChief Risk Officer	48,581	—	—	48,581	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Gordon SmithExecutive Vice President	85,168	—	—	85,168	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Daniel E PintoManaging Director	101,466	—	—	101,466	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Mark O'DonovanCorporate Controller	17,471	—	—	17,471	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Marianne LakeChief Financial Officer	53,722	—	—	53,722	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Stacey FriedmanGeneral Counsel	19,655	—	—	19,655	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Matthew E ZamesChief Operating Officer	93,030	—	—	93,030	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	John L DonnellyDirector Human Resources	27,516	—	—	27,516	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Douglas B PetnoManaging Director	48,481	—	—	48,481	—
Jan 19, 2016 AForm 4 →	Jan 21, 5:36 pm EST	Mary E. ErdoesManaging Director	90,409	—	—	90,409	—
Jan 15, 2016 MForm 4 →	Jan 20, 5:09 pm EST	Laban JacksonDirector	2,525	—	—	0	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Marianne LakeChief Financial Officer	51,337	—	—	40,173	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Matthew E ZamesChief Operating Officer	182,452	—	—	84,234	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Daniel E PintoManaging Director	41,596	—	—	0	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Mary E. ErdoesManaging Director	152,763	$58.29	$4,305,834	73,867	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Douglas B PetnoManaging Director	82,037	—	—	40,173	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Gordon SmithExecutive Vice President	128,258	—	—	68,683	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	James DimonChairman & CEO, Director	267,170	—	—	159,828	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Mark O'DonovanCorporate Controller	10,519	—	—	7,085	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Ashley BaconChief Risk Officer	54,496	—	—	37,581	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	Stacey FriedmanGeneral Counsel	12,545	—	—	10,022	—
Jan 13, 2016 MForm 4 →	Jan 15, 6:00 pm EST	John L DonnellyDirector Human Resources	38,486	—	—	18,359	—
Nov 9, 2015 MForm 4 →	Nov 10, 4:39 pm EST	Mary E. ErdoesManaging Director	200,000	—	—	0	—
Nov 9, 2015 MForm 4 →	Nov 10, 4:35 pm EST	John L DonnellyDirector Human Resources	20,920	—	—	31,382	—
Oct 25, 2015 MForm 4 →	Oct 26, 5:23 pm EDT	Mark O'DonovanCorporate Controller	2,376	—	—	4,752	—
Oct 20, 2015 AForm 4 →	Oct 22, 4:07 pm EDT	Mark O'DonovanCorporate Controller	24,021	—	—	24,021	—
Jul 25, 2015 MForm 4 →	Jul 27, 5:08 pm EDT	Daniel E PintoManaging Director	42,117	—	—	42,117	—
Jul 16, 2015 MForm 4 →	Jul 17, 4:18 pm EDT	Daniel E PintoManaging Director	50,000	—	—	0	—
Jul 16, 2015 MForm 4 →	Jul 17, 4:18 pm EDT	Stephen M CutlerGeneral Counsel	40,000	—	—	40,000	—
May 21, 2015 MForm 4 →	May 22, 3:25 pm EDT	Mary E. ErdoesManaging Director	200,000	—	—	0	—
May 21, 2015 MForm 4 →	May 22, 3:25 pm EDT	Stephen M CutlerGeneral Counsel	120,000	—	—	50,000	—
Feb 6, 2015 MForm 4 →	Feb 9, 4:13 pm EST	John L DonnellyDirector Human Resources	42,258	—	—	0	—
Jan 23, 2015 MForm 4 →	Jan 26, 4:09 pm EST	Matthew E ZamesChief Operating Officer	69,343	—	—	0	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Matthew E ZamesChief Operating Officer	174,399	—	—	174,399	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Gordon SmithExecutive Vice President	152,934	—	—	152,934	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Douglas B PetnoManaging Director	88,541	—	—	88,541	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Daniel E PintoManaging Director	171,433	—	—	171,433	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Mark O'DonovanCorporate Controller	16,099	—	—	16,099	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Marianne LakeChief Financial Officer	99,273	—	—	99,273	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Stephen M CutlerGeneral Counsel	99,273	—	—	99,273	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Mary E. ErdoesManaging Director	169,032	—	—	169,032	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	John L DonnellyDirector Human Resources	42,482	—	—	42,482	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	James DimonChairman & CEO, Director	198,546	—	—	198,546	—
Jan 20, 2015 AForm 4 →	Jan 22, 4:16 pm EST	Ashley BaconChief Risk Officer	88,095	—	—	88,095	—
Jan 15, 2015 MForm 4 →	Jan 16, 4:50 pm EST	Laban JacksonDirector	3,117	—	—	0	—
Jan 15, 2015 MForm 4 →	Jan 16, 4:49 pm EST	James DimonChairman & CEO, Director	600,481	—	—	0	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Daniel E PintoManaging Director	58,155	—	—	0	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Marianne LakeChief Financial Officer	20,152	—	—	11,164	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Mary E. ErdoesManaging Director	177,901	—	—	78,897	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	James DimonChairman & CEO, Director	275,858	—	—	107,343	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Gordon SmithExecutive Vice President	116,450	—	—	59,575	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Matthew E ZamesChief Operating Officer	224,774	—	—	98,219	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Douglas B PetnoManaging Director	84,835	—	—	41,864	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Mark O'DonovanCorporate Controller	7,785	—	—	3,435	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	John L DonnellyDirector Human Resources	42,947	—	—	20,127	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Stephen M CutlerGeneral Counsel	118,434	—	—	53,135	—
Jan 13, 2015 MForm 4 →	Jan 15, 7:03 pm EST	Ashley BaconChief Risk Officer	19,769	—	—	0	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 2, 2026 JForm 4 →	Jun 5, 9:20 am EDT	BLACKROCK MUNIHOLDINGS FUND, INC.MHD	14,356	—	—	7,178	—	late
Dec 5, 2018 JForm 4 →	Dec 7, 7:30 pm EST	Ribbon Communications Inc.RBBN	1,142,007	$6.83	$7,799,908	49,940,222	—	plan?
Jul 2, 2018 XForm 4 →	Jul 5, 3:52 pm EDT	Ribbon Communications Inc.RBBN	327	$7.20	$2,354	49,948,380	—	plan?
May 31, 2018 PForm 4 →	Jun 4, 4:53 pm EDT	IMH Financial Corpno symbol	22,000	$1,000.00	$22,000,000	22,000	—	plan?
Mar 16, 2018 XForm 4 →	Mar 20, 4:16 pm EDT	Ribbon Communications Inc.RBBN	241,779	$5.12	$1,237,908	49,948,707	—	plan?
Jun 20, 2017 XForm 4 →	Jun 21, 3:39 pm EDT	GOODRICH PETROLEUM CORPGDP	223	$13.00	$2,899	609,041	—	plan?
Jun 19, 2017 XForm 4 →	Jun 20, 5:06 pm EDT	GOODRICH PETROLEUM CORPGDP	40	$13.32	$533	609,264	—	plan?
Jun 16, 2017 XForm 4 →	Jun 19, 3:23 pm EDT	GOODRICH PETROLEUM CORPGDP	9,930	$13.39	$132,963	609,304	—	plan?
Jun 15, 2017 XForm 4 →	Jun 16, 2:48 pm EDT	GOODRICH PETROLEUM CORPGDP	5,766	$13.37	$77,091	619,234	—	plan?
May 26, 2017 XForm 4 →	Jun 1, 12:53 pm EDT	GOODRICH PETROLEUM CORPGDP	625,000	$0.01	$6,250	625,000	—	plan? late

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 9, 2018 PForm 4 →	Feb 13, 3:13 pm EST	IMH Financial Corpno symbol	2,952,941	—	—	600,000	—
May 26, 2017 XForm 4 →	Jun 1, 12:53 pm EDT	GOODRICH PETROLEUM CORPGDP	625,000	$0.01	$6,250	0	—	late