SEC Form 4 · accession 0001225208-18-001146
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robin Leopold
Officer — Head of Human Resources
Period of report
Jan 13, 2018
Accepted (ET)
Jan 17, 2018 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2018 | M | 5,940 | $0.00 | A | 8,046 | D | |
| Common StockF1 | Jan 13, 2018 | M | 5,724 | $0.00 | A | 13,770 | D | |
| Common Stock | Jan 13, 2018 | F | 5,176 | $111.845 | D | 8,594 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 13, 2018 | M | 5,724 | D | — | Jan 13, 2018 | Common Stock | 5,724 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 13, 2018 | M | 5,940 | D | — | Jan 13, 2019 | Common Stock | 5,940 | 5,940 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- F2Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.
- F3Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019.