SEC Form 4 · accession 0001225208-16-036987

JPMORGAN CHASE & CO · JPM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Jul 21, 2016

Accepted (ET)

Jul 25, 2016 · 10:49 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000019617

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jul 21, 2016	M	40,000	$43.20	A	56,581	D
Common Stock	Jul 21, 2016	M	39,000	$44.29	A	95,581	D
Common Stock	Jul 21, 2016	M	10,000	$19.49	A	105,581	D
Common Stock	Jul 21, 2016	F	74,917	$63.905	D	30,664	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Appreciation Rights^F1	$44.29	Jul 21, 2016	M	39,000	D	—	Jan 19, 2021	Common Stock	39,000	D
Stock Appreciation Rights^F2	$19.49	Jul 21, 2016	M	10,000	D	—	Jan 20, 2019	Common Stock	10,000	D
Stock Appreciation Rights^F3	$43.20	Jul 21, 2016	M	40,000	D	—	Jan 20, 2020	Common Stock	40,000	D

F1Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.
F2Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.
F3Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

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