SEC Form 4 · accession 0001225208-15-001449

JPMORGAN CHASE & CO · JPM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chairman & CEO · Director

Period of report

Jan 13, 2015

Accepted (ET)

Jan 15, 2015 · 7:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000019617

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jan 13, 2015	M	168,516	$0.00	A	3,106,299	D
Common Stock^F1	Jan 13, 2015	M	107,342	$0.00	A	3,213,641	D
Common Stock^F2	Jan 13, 2015	F	151,551	$59.035	D	3,062,090	D
Common Stock	holding	—	—		—	6,881	I	By 401(k)
Common Stock^F2	holding	—	—		—	986,788	I	By GRAT
Common Stock^F3	holding	—	—		—	75,000	I	By LLC
Common Stock	holding	—	—		—	1,025,045	I	By Spouse
Common Stock	holding	—	—		—	359,955	I	By Spouse's GRAT
Common Stock^F2	holding	—	—		—	522,743	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F1,F4	—	Jan 13, 2015	M	168,516	D	—	Jan 13, 2015	Common Stock	168,516	0	D
Restricted Stock Units^F1,F5	—	Jan 13, 2015	M	107,342	D	—	Jan 13, 2016	Common Stock	107,342	107,343	D

F1Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
F2Balance reflects transfer of shares previously owned indirectly by GRAT to the JD Family Trust and to shares owned directly.
F3Reporting person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest.
F4Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.
F5Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.

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