SEC Form 4 · accession 0001225208-15-015621
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel E Pinto
Officer — Managing Director
Period of report
Jul 16, 2015
Accepted (ET)
Jul 17, 2015 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 16, 2015 | M | 50,000 | $34.78 | A | 168,959 | D | |
| Common Stock | Jul 16, 2015 | F | 36,728 | $69.68 | D | 132,231 | D | |
| Common Stock | holding | — | — | — | 132,410 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $34.78 | Jul 16, 2015 | M | 50,000 | D | — | Oct 20, 2015 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Stock Appreciation Rights vest and become exercisable in three equal annual installments beginning October 20, 2008. Shares resulting from exercise must be held at least 5 years from the grant date.