SEC Form 4 · accession 0001225208-15-001452
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel E Pinto
Officer — Managing Director
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2015 | M | 58,155 | $0.00 | A | 235,000 | D | |
| Common StockF2 | Jan 13, 2015 | F | 27,333 | $59.035 | D | 207,667 | D | |
| Common StockF2 | holding | — | — | — | 132,410 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 13, 2015 | M | 58,155 | D | — | Jan 13, 2015 | Common Stock | 58,155 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- F2Balance reflects transfer of shares previously owned indirectly by Trust to shares owned directly.
- F3Restricted stock units vest 50% on July 25, 2013 and 50% on January 13, 2015. Shares resulting from vesting must be held 6 months from vesting date.