SEC Form 4 · accession 0001225208-16-037803
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary E. Erdoes
Officer — CEO Asset Management
Period of report
Aug 11, 2016
Accepted (ET)
Aug 12, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2016 | M | 179,977 | $35.61 | A | 445,516 | D | |
| Common Stock | Aug 11, 2016 | M | 99,453 | $43.20 | A | 544,969 | D | |
| Common Stock | Aug 11, 2016 | F | 228,347 | $65.355 | D | 316,622 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $35.61 | Aug 11, 2016 | M | 179,977 | D | — | Jan 18, 2022 | Common Stock | 179,977 | 44,995 | D |
| Stock Appreciation RightsF2 | $43.20 | Aug 11, 2016 | M | 99,453 | D | — | Jan 20, 2020 | Common Stock | 99,453 | 0 | D |
Explanation of responses
- F1Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.
- F2Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.
Remarks
poaerdoes.txt