SEC Form 4 · accession 0001225208-17-016566
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacey Friedman
Officer — General Counsel
Period of report
Oct 25, 2017
Accepted (ET)
Oct 26, 2017 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 25, 2017 | M | 4,752 | $0.00 | A | 15,279 | D | |
| Common Stock | Oct 25, 2017 | F | 2,653 | $100.82 | D | 12,626 | D | |
| Common Stock | Oct 26, 2017 | S | 2,099 | $101.9625 | D | 10,527 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Oct 25, 2017 | M | 4,752 | D | — | Oct 25, 2017 | Common Stock | 4,752 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- F2Sale pursuant to 10b5-1 Plan dated February 1, 2017.
- F3Restricted stock units vest in four equal annual installments beginning October 25, 2014.