SEC Form 4 · accession 0001225208-17-001820
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Donnelly
Officer — Director Human Resources
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 12:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2017 | M | 16,873 | $35.61 | A | 139,891 | D | |
| Common Stock | Jan 25, 2017 | M | 10,461 | $46.58 | A | 150,352 | D | |
| Common Stock | Jan 25, 2017 | F | 20,871 | $85.67 | D | 129,481 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $46.58 | Jan 25, 2017 | M | 10,461 | D | — | Jan 17, 2023 | Common Stock | 10,461 | 10,461 | D |
| Stock Appreciation RightsF2 | $35.61 | Jan 25, 2017 | M | 16,873 | D | — | Jan 18, 2022 | Common Stock | 16,873 | 0 | D |
Explanation of responses
- F1Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.
- F2Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.