SEC Form 4 · accession 0001225208-16-031514
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel E Pinto
Officer — Managing Director
Period of report
Apr 15, 2016
Accepted (ET)
Apr 18, 2016 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2016 | M | 100,000 | $46.79 | A | 247,761 | D | |
| Common Stock | Apr 15, 2016 | F | 86,886 | $62.175 | D | 160,875 | D | |
| Common Stock | holding | — | — | — | 132,410 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $46.79 | Apr 15, 2016 | M | 100,000 | D | — | Oct 19, 2016 | Common Stock | 100,000 | 0 | D |
Explanation of responses
- F1Stock Appreciate Rights vest and become exercisable in three equal annual installments beginning October 19, 2009. Shares resulting from exercise must be held at least 5 years from the grant date.