SEC Form 4 · accession 0001225208-17-001320
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stacey Friedman
Officer — General Counsel
Period of report
Jan 13, 2017
Accepted (ET)
Jan 18, 2017 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2017 | M | 10,732 | $0.00 | A | 10,732 | D | |
| Common StockF1 | Jan 13, 2017 | M | 10,022 | $0.00 | A | 20,754 | D | |
| Common Stock | Jan 13, 2017 | F | 9,962 | $87.135 | D | 10,792 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 13, 2017 | M | 10,022 | D | — | Jan 13, 2017 | Common Stock | 10,022 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 13, 2017 | M | 10,732 | D | — | Jan 13, 2018 | Common Stock | 10,732 | 10,733 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- F2Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017.
- F3Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018.