SEC Form 4 · accession 0001225208-15-001443
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Cutler
Officer — General Counsel
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 13, 2015 | M | 65,300 | $0.00 | A | 254,048 | D | |
| Common StockF1 | Jan 13, 2015 | M | 53,134 | $0.00 | A | 307,182 | D | |
| Common Stock | Jan 13, 2015 | F | 58,671 | $59.035 | D | 248,511 | D | |
| Common Stock | Jan 15, 2015 | S | 23,027 | $55.3681 | D | 225,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Jan 13, 2015 | M | 65,300 | D | — | Jan 13, 2015 | Common Stock | 65,300 | 0 | D |
| Restricted Stock UnitsF1,F4 | — | Jan 13, 2015 | M | 53,134 | D | — | Jan 13, 2016 | Common Stock | 53,134 | 53,135 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- F2Sale pursuant to 10b5-1 Plan dated August 14, 2014.
- F3Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.
- F4Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.