SEC Form 4 · accession 0001225208-15-001451
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marianne Lake
Officer — Chief Financial Officer
Period of report
Jan 13, 2015
Accepted (ET)
Jan 15, 2015 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 14, 2014 | G | 0 | $0.00 | D | 29,294 | D | |
| Common StockF1 | Jan 13, 2015 | M | 11,164 | $0.00 | A | 40,458 | D | |
| Common StockF1 | Jan 13, 2015 | M | 8,988 | $0.00 | A | 49,446 | D | |
| Common Stock | Jan 13, 2015 | F | 8,870 | $59.035 | D | 40,576 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 13, 2015 | M | 8,988 | D | — | Jan 13, 2015 | Common Stock | 8,988 | 0 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 13, 2015 | M | 11,164 | D | — | Jan 13, 2016 | Common Stock | 11,164 | 11,164 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
- F2Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.
- F3Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.
Remarks
poalake.txt