SEC Form 4 · accession 0001225208-17-015748
JPMORGAN CHASE & CO · JPM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James S Crown
Director
Period of report
Sep 30, 2017
Accepted (ET)
Oct 3, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000019617
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 30, 2017 | A | 340 | $95.51 | A | 301,466 | D | |
| Common Stock | holding | — | — | — | 11,587 | I | By IRA | |
| Common StockF2 | holding | — | — | — | 1,834,723 | I | By Partnership (Areljay II LLC) | |
| Common StockF2 | holding | — | — | — | 933,905 | I | By Partnership (Crown Fund II) | |
| Common StockF2 | holding | — | — | — | 3,048,854 | I | By Partnership (HCNI II LLC) | |
| Common StockF2 | holding | — | — | — | 6,423,649 | I | By Partnership (The Crown Fund) | |
| Common Stock | holding | — | — | — | 14,254 | I | By SEP IRA | |
| Common StockF2 | holding | — | — | — | 21,303 | I | By Spouse | |
| Common StockF2 | holding | — | — | — | 4,054 | I | By Spouse's IRA | |
| Common StockF2 | holding | — | — | — | 5,566 | I | By Spouse's SEP IRA | |
| Common StockF2 | holding | — | — | — | 168,305 | I | By Trust (Crown) | |
| Common StockF2 | holding | — | — | — | 16,571 | I | By Trust for child (HCC Trusts) | |
| Common StockF2 | holding | — | — | — | 3,500 | I | By Trust for child (SOHC Trust) | |
| Common StockF2 | holding | — | — | — | 12,256 | I | By Trust for child (VSC Trust) | |
| Common StockF2 | holding | — | — | — | 5,813 | I | By Trust for child (WAHC Trust) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Deferral of quarterly retainer, payable in common stock following termination of service as director.
- F2The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.