Company · CIK 0001302350 · SIC 6211 — Security Brokers, Dealers & Flotation Companies

JMP GROUP LLC · JMP

Insider activity reported against this company. All insider holders · Files at: HCAP. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $14.9M · 84sales $375k · 1net $14.5M

Open-market trades as an insider elsewherebuys $3.4M · 39sales $0 · 0net $3.4M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 28, 2016 PForm 4 →	Sep 30, 4:21 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	10,957	$5.49	$60,190	4,403,307	+0.25%	plan?
Sep 23, 2016 PForm 4 →	Sep 27, 5:42 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	15,254	$5.50	$83,873	4,392,350	+0.35%	plan?
Sep 16, 2016 PForm 4 →	Sep 20, 5:07 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	4,000	$5.50	$21,988	4,377,096	+0.09%	plan?
Sep 12, 2016 PForm 4 →	Sep 14, 4:28 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	38,000	$5.49	$208,694	4,373,096	+0.88%	plan?
Sep 2, 2016 PForm 4 →	Sep 7, 4:28 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	1,957	$5.50	$10,763	4,335,096	+0.05%	plan?
Aug 31, 2016 PForm 4 →	Sep 1, 4:56 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	1,800	$5.50	$9,897	4,333,139	+0.04%	plan?
Aug 10, 2016 PForm 4 →	Aug 12, 4:42 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	10,343	$5.48	$56,651	4,331,339	+0.24%	plan?
Aug 5, 2016 PForm 4 →	Aug 9, 4:42 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	48,260	$5.46	$263,734	4,320,996	+1.13%	plan?
Aug 2, 2016 PForm 4 →	Aug 4, 4:42 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	45,119	$5.35	$241,378	4,272,736	+1.07%	plan?
Jul 1, 2016 MForm 4 →	Jul 5, 2:21 pm EDT	Glenn H TongueDirector	2,907	—	—	133,356	—	plan?
Jul 1, 2016 MForm 4 →	Jul 5, 2:14 pm EDT	David M DiPietroDirector	2,180	—	—	68,171	—	plan?
Jul 1, 2016 MForm 4 →	Jul 5, 2:14 pm EDT	Kenneth M KarminDirector	3,270	—	—	146,557	—	plan?
Jul 1, 2016 MForm 4 →	Jul 5, 2:14 pm EDT	Jonathan M OrszagDirector	2,180	—	—	32,724	—	plan?
Jul 1, 2016 MForm 4 →	Jul 5, 2:14 pm EDT	Harry Mark LunenburgDirector	2,543	—	—	136,352	—	plan?
Jun 9, 2016 PForm 4 →	Jun 13, 4:14 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	489,221	$5.33	$2,608,382	4,227,617	+13.1%	plan?
Jun 3, 2016 PForm 4 →	Jun 7, 4:21 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	8,519	$5.25	$44,725	3,738,396	+0.23%	plan?
May 31, 2016 PForm 4 →	Jun 2, 4:21 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	5,000	$5.40	$27,000	3,729,877	+0.13%	plan?
May 25, 2016 PForm 4 →	May 27, 5:14 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	26,112	$5.32	$138,805	3,724,877	+0.71%	plan?
May 13, 2016 PForm 4 →	May 17, 4:28 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	600	$5.04	$3,024	3,698,765	+0.02%	plan?
May 6, 2016 PForm 4 →	May 10, 5:07 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	100,000	$5.03	$502,670	3,698,165	+2.78%	plan?
May 3, 2016 PForm 4 →	May 5, 6:14 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	6,700	$5.04	$33,766	3,598,165	+0.19%	plan?
Apr 7, 2016 PForm 4 →	Apr 11, 4:21 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	12,100	$5.05	$61,069	3,591,465	+0.34%	plan?
Apr 4, 2016 PForm 4 →	Apr 6, 4:21 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	12,220	$5.05	$61,662	3,579,365	+0.34%	plan?
Apr 1, 2016 MForm 4 →	Apr 4, 4:14 pm EDT	Jonathan M OrszagDirector	2,180	—	—	30,544	—	plan?
Apr 1, 2016 MForm 4 →	Apr 4, 4:14 pm EDT	David M DiPietroDirector	2,180	—	—	65,991	—	plan?
Apr 1, 2016 MForm 4 →	Apr 4, 4:07 pm EDT	Glenn H TongueDirector	2,907	—	—	130,449	—	plan?
Apr 1, 2016 MForm 4 →	Apr 4, 4:07 pm EDT	Kenneth M KarminDirector	3,270	—	—	143,287	—	plan?
Apr 1, 2016 MForm 4 →	Apr 4, 4:07 pm EDT	Harry Mark LunenburgDirector	2,543	—	—	133,809	—	plan?
Mar 29, 2016 PForm 4 →	Mar 31, 5:14 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	9,500	$5.04	$47,877	3,567,145	+0.27%	plan?
Mar 24, 2016 PForm 4 →	Mar 28, 4:21 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	26,400	$5.01	$132,363	3,557,645	+0.75%	plan?
Mar 21, 2016 PForm 4 →	Mar 23, 5:42 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	11,300	$5.04	$56,987	3,531,245	+0.32%	plan?
Mar 16, 2016 PForm 4 →	Mar 18, 6:00 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	43,454	$5.05	$219,438	3,519,945	+1.25%	plan?
Mar 15, 2016 PForm 5/A →	Feb 10, 2017, 5:28 pm EST	Joseph A JolsonCEO, Director, 10% Owner	6,167	$5.04	$31,082	4,514,573	+0.14%	plan?
Mar 14, 2016 PForm 4 →	Mar 16, 4:35 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	68,741	$5.05	$347,142	3,476,491	+2.02%	plan?
Mar 9, 2016 PForm 4 →	Mar 11, 5:14 pm EST	Joseph A JolsonCEO, Director, 10% Owner	63,499	$5.10	$323,725	3,407,750	+1.90%	plan?
Mar 8, 2016 PForm 4 →	Mar 10, 4:28 pm EST	Glenn H TongueDirector	2,702	$5.11	$13,807	14,022	+23.9%	plan?
Feb 29, 2016 PForm 4 →	Mar 2, 4:35 pm EST	Joseph A JolsonCEO, Director, 10% Owner	24,087	$5.06	$121,994	3,344,251	+0.73%	plan?
Feb 24, 2016 PForm 4 →	Feb 26, 4:28 pm EST	Joseph A JolsonCEO, Director, 10% Owner	10,959	$5.04	$55,222	3,320,164	+0.33%	plan?
Feb 17, 2016 PForm 4 →	Feb 17, 4:21 pm EST	Carter D MackPresident, Director	20,000	$5.15	$102,906	1,044,710	+1.95%	plan?
Feb 16, 2016 PForm 4 →	Feb 18, 4:35 pm EST	Joseph A JolsonCEO, Director, 10% Owner	200	$5.05	$1,010	3,309,205	+0.01%	plan?
Jan 14, 2016 PForm 4 →	Jan 19, 4:21 pm EST	Joseph A JolsonCEO, Director, 10% Owner	87,532	$5.35	$468,223	3,309,005	+2.72%	plan?
Jan 11, 2016 PForm 4 →	Jan 13, 4:14 pm EST	Joseph A JolsonCEO, Director, 10% Owner	47,921	$5.48	$262,457	3,221,473	+1.51%	plan?
Jan 6, 2016 PForm 4 →	Jan 8, 4:14 pm EST	Joseph A JolsonCEO, Director, 10% Owner	85,400	$5.33	$455,346	3,173,552	+2.77%	plan?
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 5:07 pm EST	Glenn H TongueDirector	2,727	—	—	127,542	—	plan?
Dec 31, 2015 PForm 4 →	Jan 5, 2016, 4:57 pm EST	Joseph A JolsonCEO, Director, 10% Owner	164,325	$5.43	$892,074	3,088,152	+5.62%	plan?
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 2:21 pm EST	Craig R JohnsonDirector	2,485	$5.46	$4,652	309,571	—	plan?
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 2:14 pm EST	Raymond JacksonCFO	723	—	—	85,180	—	plan?
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 1:56 pm EST	Harry Mark LunenburgDirector	2,386	—	—	131,266	—	plan?
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 1:56 pm EST	Jonathan M OrszagDirector	2,045	—	—	28,364	—	plan?
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 1:49 pm EST	Kenneth M KarminDirector	3,068	—	—	140,017	—	plan?
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 1:49 pm EST	David M DiPietroDirector	2,045	—	—	63,811	—	plan?
Dec 29, 2015 PForm 4 →	Dec 30, 5:42 pm EST	Joseph A JolsonCEO, Director, 10% Owner	70,110	$5.33	$373,395	2,923,827	+2.46%	plan?
Dec 24, 2015 PForm 4 →	Dec 28, 4:49 pm EST	Joseph A JolsonCEO, Director, 10% Owner	24,252	$5.46	$132,480	2,853,717	+0.86%	plan?
Dec 15, 2015 PForm 4 →	Dec 17, 5:28 pm EST	Joseph A JolsonCEO, Director, 10% Owner	20,460	$5.43	$111,110	2,829,465	+0.73%	plan?
Dec 14, 2015 PForm 4 →	Dec 14, 4:21 pm EST	Raymond JacksonCFO	4,000	$5.26	$21,056	84,457	+4.97%	plan?
Dec 7, 2015 AForm 4 →	Dec 9, 7:07 pm EST	Glenn H TongueDirector	11,320	$5.73	$64,864	11,320	—	plan?
Dec 2, 2015 PForm 4 →	Dec 4, 5:14 pm EST	Joseph A JolsonCEO, Director, 10% Owner	50,277	$6.09	$306,294	2,809,005	+1.82%	plan?
Dec 1, 2015 FMForm 4 →	Dec 3, 7:21 pm EST	Kent LedbetterOther	134,356	$6.19	$285,161	42,220	—	plan?
Dec 1, 2015 FMForm 4 →	Dec 3, 4:00 pm EST	Raymond JacksonCFO	37,235	$6.19	$79,022	80,457	—	plan?
Dec 1, 2015 FMForm 4 →	Dec 3, 3:56 pm EST	Carter D MackPresident, Director	39,935	$6.19	$84,753	296,469	—	plan?
Dec 1, 2015 FMForm 4 →	Dec 3, 3:56 pm EST	Craig R JohnsonDirector	43,580	$6.19	$92,491	308,790	—	plan?
Dec 1, 2015 FMForm 4 →	Dec 3, 3:56 pm EST	Mark L LehmannPresident, JMP Securities, Director	31,897	$6.19	$67,694	10,025	—	plan?
Dec 1, 2015 FMForm 4 →	Dec 3, 3:56 pm EST	Joseph A JolsonCEO, Director, 10% Owner	154,703	$6.19	$328,342	113,317	—	plan?
Nov 4, 2015 PForm 4 →	Nov 9, 6:00 am EST	Glenn H TongueDirector	7,000	$6.19	$43,309	124,815	+5.94%	plan? late
Oct 29, 2015 PForm 4 →	Nov 2, 6:35 pm EST	David M DiPietroDirector	10,000	$6.16	$61,643	61,766	+19.3%	plan?
Oct 29, 2015 PForm 4 →	Nov 2, 5:42 pm EST	Joseph A JolsonCEO, Director, 10% Owner	6,080	$6.14	$37,339	2,758,728	+0.22%	plan?
Oct 26, 2015 PForm 4 →	Oct 28, 5:49 pm EDT	Glenn H TongueDirector	6,900	$6.17	$42,550	117,815	+6.22%	plan?
Oct 26, 2015 PForm 4 →	Oct 28, 5:35 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	14,143	$6.14	$86,871	2,752,648	+0.52%	plan?
Sep 30, 2015 MForm 4 →	Oct 2, 3:56 pm EDT	Jonathan M OrszagDirector	2,046	—	—	26,319	—	plan?
Sep 30, 2015 MForm 4 →	Oct 2, 3:49 pm EDT	David M DiPietroDirector	2,046	—	—	51,766	—	plan?
Sep 30, 2015 MForm 4 →	Oct 2, 3:42 pm EDT	Kenneth M KarminDirector	3,070	—	—	136,949	—	plan?
Sep 30, 2015 MForm 4 →	Oct 2, 3:07 pm EDT	Glenn H TongueDirector	2,729	—	—	110,915	—	plan?
Sep 30, 2015 MForm 4 →	Oct 2, 2:35 pm EDT	Harry Mark LunenburgDirector	2,387	—	—	128,880	—	plan?
Sep 25, 2015 PForm 4 →	Sep 29, 6:14 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	80,002	$6.18	$494,532	2,738,505	+3.01%	plan?
Sep 15, 2015 PForm 4 →	Sep 16, 11:14 am EDT	Kenneth M KarminDirector	7,654	$6.62	$50,647	133,879	+6.06%	plan?
Jul 28, 2015 PForm 4 →	Jul 28, 4:56 pm EDT	Jonathan M OrszagDirector	20,000	$7.42	$148,480	78,812	+34.0%	plan?
Jul 27, 2015 PForm 4 →	Jul 29, 7:14 pm EDT	Glenn H TongueDirector	400	$7.17	$2,868	108,186	+0.37%	plan?
Jun 30, 2015 AForm 4 →	Jul 1, 4:21 pm EDT	David M DiPietroDirector	2,047	—	—	49,720	—	plan?
Jun 30, 2015 AForm 4 →	Jul 1, 4:21 pm EDT	Kenneth M KarminDirector	3,070	—	—	126,225	—	plan?
Jun 30, 2015 AForm 4 →	Jul 1, 4:21 pm EDT	Jonathan M OrszagDirector	2,047	—	—	24,273	—	plan?
Jun 30, 2015 AForm 4 →	Jul 1, 4:21 pm EDT	Glenn H TongueDirector	2,729	—	—	107,786	—	plan?
Jun 30, 2015 AForm 4 →	Jul 1, 4:21 pm EDT	Harry Mark LunenburgDirector	2,388	—	—	126,493	—	plan?
Mar 31, 2015 MForm 4 →	Apr 2, 4:14 pm EDT	Glenn H TongueDirector	2,729	—	—	105,057	—	plan?
Mar 31, 2015 MForm 4 →	Apr 2, 4:07 pm EDT	Harry Mark LunenburgDirector	2,388	—	—	124,105	—	plan?
Mar 31, 2015 MForm 4 →	Apr 2, 4:07 pm EDT	Jonathan M OrszagDirector	2,047	—	—	22,226	—	plan?
Mar 31, 2015 MForm 4 →	Apr 2, 4:07 pm EDT	Kenneth M KarminDirector	3,070	—	—	123,155	—	plan?
Mar 31, 2015 MForm 4 →	Apr 2, 4:07 pm EDT	David M DiPietroDirector	2,047	—	—	47,673	—	plan?
Mar 13, 2015 PForm 4 →	Mar 16, 4:28 pm EDT	Joseph A JolsonCEO, Director, 10% Owner	190,000	$7.25	$1,377,044	2,658,503	+7.70%	plan?
Mar 11, 2015 PForm 4 →	Mar 17, 4:56 pm EDT	Craig R JohnsonDirector	30,000	$7.25	$217,554	946,782	+3.27%	plan? late
Dec 31, 2014 FForm 4/A →	Jan 6, 2015, 1:00 pm EST	Raymond JacksonCFO	13,772	—	—	68,753	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 7:42 pm EST	Joseph A JolsonCEO, Director, 10% Owner	257,736	—	—	176,502	—	plan?
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 7:35 pm EST	Mark L LehmannPresident, JMP Securities, Director	130,474	—	—	275,525	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 7:14 pm EST	Carter D MackPresident, Director	153,284	—	—	283,919	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 7:07 pm EST	Kent LedbetterOther	151,500	—	—	67,500	—	plan?
Dec 31, 2014 FMForm 4 →	Jan 5, 2015, 6:56 pm EST	Raymond JacksonCFO	48,057	—	—	68,853	—	plan? amended
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 3:56 pm EST	Glenn H TongueDirector	13,377	—	—	102,328	—	plan?
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 3:56 pm EST	Jonathan M OrszagDirector	5,236	—	—	20,179	—	plan?
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 3:49 pm EST	Harry Mark LunenburgDirector	11,094	—	—	121,717	—	plan?
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 3:49 pm EST	David M DiPietroDirector	7,188	—	—	45,626	—	plan?
Dec 1, 2014 PForm 5 →	Feb 16, 2017, 5:11 pm EST	Jonathan M OrszagDirector	4,203	—	—	41,288	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 1:56 pm EST	Harry Mark LunenburgDirector	2,386	—	—	0	—
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 1:56 pm EST	Jonathan M OrszagDirector	2,045	—	—	0	—
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 1:49 pm EST	Kenneth M KarminDirector	3,068	—	—	0	—
Dec 31, 2015 MForm 4 →	Jan 5, 2016, 1:49 pm EST	David M DiPietroDirector	2,045	—	—	0	—
Dec 1, 2015 MForm 4 →	Dec 3, 7:21 pm EST	Kent LedbetterOther	88,288	—	—	112,524	—
Dec 1, 2015 MForm 4 →	Dec 3, 4:00 pm EST	Raymond JacksonCFO	24,469	—	—	13,956	—
Dec 1, 2015 MForm 4 →	Dec 3, 3:56 pm EST	Carter D MackPresident, Director	26,243	—	—	11,939	—
Dec 1, 2015 MForm 4 →	Dec 3, 3:56 pm EST	Craig R JohnsonDirector	28,638	—	—	82,726	—
Dec 1, 2015 MForm 4 →	Dec 3, 3:56 pm EST	Mark L LehmannPresident, JMP Securities, Director	20,961	—	—	96,707	—
Dec 1, 2015 MForm 4 →	Dec 3, 3:56 pm EST	Joseph A JolsonCEO, Director, 10% Owner	101,659	—	—	18,761	—
Sep 30, 2015 MForm 4 →	Oct 2, 3:56 pm EDT	Jonathan M OrszagDirector	2,046	—	—	2,045	—
Sep 30, 2015 MForm 4 →	Oct 2, 3:49 pm EDT	David M DiPietroDirector	2,046	—	—	2,045	—
Sep 30, 2015 MForm 4 →	Oct 2, 3:42 pm EDT	Kenneth M KarminDirector	3,070	—	—	3,068	—
Sep 30, 2015 MForm 4 →	Oct 2, 3:07 pm EDT	Glenn H TongueDirector	2,729	—	—	2,727	—
Sep 30, 2015 MForm 4 →	Oct 2, 2:35 pm EDT	Harry Mark LunenburgDirector	2,387	—	—	2,386	—
Jun 30, 2015 DForm 4 →	Jul 1, 4:21 pm EDT	David M DiPietroDirector	2,047	—	—	4,091	—
Jun 30, 2015 DForm 4 →	Jul 1, 4:21 pm EDT	Kenneth M KarminDirector	3,070	—	—	6,138	—
Jun 30, 2015 DForm 4 →	Jul 1, 4:21 pm EDT	Jonathan M OrszagDirector	2,047	—	—	4,091	—
Jun 30, 2015 DForm 4 →	Jul 1, 4:21 pm EDT	Glenn H TongueDirector	2,729	—	—	5,456	—
Jun 30, 2015 DForm 4 →	Jul 1, 4:21 pm EDT	Harry Mark LunenburgDirector	2,388	—	—	4,773	—
Mar 31, 2015 MForm 4 →	Apr 2, 4:14 pm EDT	Glenn H TongueDirector	2,729	—	—	8,185	—
Mar 31, 2015 MForm 4 →	Apr 2, 4:07 pm EDT	Harry Mark LunenburgDirector	2,388	—	—	7,161	—
Mar 31, 2015 MForm 4 →	Apr 2, 4:07 pm EDT	Jonathan M OrszagDirector	2,047	—	—	6,138	—
Mar 31, 2015 MForm 4 →	Apr 2, 4:07 pm EDT	Kenneth M KarminDirector	3,070	—	—	9,208	—
Mar 31, 2015 MForm 4 →	Apr 2, 4:07 pm EDT	David M DiPietroDirector	2,047	—	—	6,138	—
Feb 11, 2015 AForm 4 →	Feb 13, 3:49 pm EST	David M DiPietroDirector	51,685	—	—	43,500	—
Feb 11, 2015 AForm 4 →	Feb 13, 3:49 pm EST	Kenneth M KarminDirector	77,528	—	—	65,250	—
Feb 11, 2015 AForm 4 →	Feb 13, 3:49 pm EST	Jonathan M OrszagDirector	51,685	—	—	43,500	—
Feb 11, 2015 AForm 4 →	Feb 13, 3:49 pm EST	Harry Mark LunenburgDirector	53,049	—	—	43,500	—
Feb 11, 2015 AForm 4 →	Feb 13, 3:49 pm EST	Glenn H TongueDirector	54,414	—	—	43,500	—
Feb 4, 2015 AForm 4 →	Feb 6, 4:42 pm EST	Kent LedbetterOther	180,047	—	—	75,000	—
Feb 4, 2015 AForm 4 →	Feb 6, 4:42 pm EST	Raymond JacksonCFO	101,466	—	—	75,000	—
Feb 4, 2015 AForm 4 →	Feb 6, 4:42 pm EST	Mark L LehmannPresident, JMP Securities, Director	95,463	—	—	75,000	—
Feb 4, 2015 AForm 4 →	Feb 6, 4:35 pm EST	Carter D MackPresident, Director	98,874	—	—	75,000	—
Feb 4, 2015 AForm 4 →	Feb 6, 4:35 pm EST	Joseph A JolsonCEO, Director, 10% Owner	112,517	—	—	75,000	—
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 7:42 pm EST	Joseph A JolsonCEO, Director, 10% Owner	181,395	—	—	82,903	—
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 7:35 pm EST	Mark L LehmannPresident, JMP Securities, Director	94,217	—	—	97,205	—
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 7:14 pm EST	Carter D MackPresident, Director	110,797	—	—	14,308	—
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 7:07 pm EST	Kent LedbetterOther	109,500	—	—	95,765	—
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 6:56 pm EST	Raymond JacksonCFO	34,385	—	—	11,959	—	amended
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 3:56 pm EST	Glenn H TongueDirector	13,377	—	—	0	—
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 3:56 pm EST	Jonathan M OrszagDirector	5,236	—	—	0	—
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 3:49 pm EST	Harry Mark LunenburgDirector	11,094	—	—	0	—
Dec 31, 2014 MForm 4 →	Jan 5, 2015, 3:49 pm EST	David M DiPietroDirector	7,188	—	—	0	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
May 9, 2018 PForm 4 →	May 10, 7:13 pm EDT	Harvest Capital Credit CorpHCAP	5,235	$10.13	$53,023	990,861	+0.53%	plan?
May 4, 2018 PForm 4 →	May 8, 6:16 pm EDT	Harvest Capital Credit CorpHCAP	12,143	$10.23	$124,239	985,626	+1.25%	plan?
May 1, 2018 PForm 4 →	May 3, 6:10 pm EDT	Harvest Capital Credit CorpHCAP	5,515	$10.21	$56,321	973,483	+0.57%	plan?
May 1, 2018 JForm 4 →	May 2, 5:18 pm EDT	Harvest Capital Credit CorpHCAP	5,658	$10.24	$57,938	967,968	—	plan?
Apr 26, 2018 PForm 4 →	Apr 30, 6:14 pm EDT	Harvest Capital Credit CorpHCAP	971	$10.31	$10,007	967,968	+0.10%	plan?
Apr 23, 2018 PForm 4 →	Apr 25, 6:40 pm EDT	Harvest Capital Credit CorpHCAP	6,901	$10.29	$71,015	966,997	+0.72%	plan?
Apr 19, 2018 PForm 4 →	Apr 23, 6:31 pm EDT	Harvest Capital Credit CorpHCAP	4,800	$10.30	$49,440	960,096	+0.50%	plan?
Apr 16, 2018 PForm 4 →	Apr 18, 5:35 pm EDT	Harvest Capital Credit CorpHCAP	7,200	$10.47	$75,365	955,296	+0.76%	plan?
Apr 11, 2018 PForm 4 →	Apr 13, 5:46 pm EDT	Harvest Capital Credit CorpHCAP	7,446	$10.45	$77,778	948,096	+0.79%	plan?
Apr 6, 2018 PForm 4 →	Apr 10, 5:47 pm EDT	Harvest Capital Credit CorpHCAP	7,019	$10.31	$72,349	940,650	+0.75%	plan?
Apr 3, 2018 PForm 4 →	Apr 5, 6:18 pm EDT	Harvest Capital Credit CorpHCAP	6,220	$10.25	$63,764	933,631	+0.67%	plan?
Mar 28, 2018 PForm 4 →	Apr 2, 6:19 pm EDT	Harvest Capital Credit CorpHCAP	5,627	$10.31	$58,023	927,411	+0.61%	plan?
Mar 23, 2018 PForm 4 →	Mar 27, 7:49 pm EDT	Harvest Capital Credit CorpHCAP	3,238	$10.54	$34,134	921,784	+0.35%	plan?
Mar 20, 2018 PForm 4 →	Mar 27, 7:49 pm EDT	Harvest Capital Credit CorpHCAP	3,680	$10.48	$38,562	918,546	+0.40%	plan? late
Mar 15, 2018 PForm 4 →	Mar 19, 6:16 pm EDT	Harvest Capital Credit CorpHCAP	4,603	$10.68	$49,153	914,866	+0.51%	plan?
Mar 12, 2018 PForm 4 →	Mar 14, 5:45 pm EDT	Harvest Capital Credit CorpHCAP	3,257	$10.88	$35,437	910,263	+0.36%	plan?
Mar 7, 2018 PForm 4/A →	Mar 19, 8:45 pm EDT	Harvest Capital Credit CorpHCAP	9,861	$10.88	$107,313	907,006	+1.10%	plan?
Mar 7, 2018 PForm 4 →	Mar 9, 5:41 pm EST	Harvest Capital Credit CorpHCAP	9,861	$10.85	$107,015	907,006	+1.10%	plan? amended
Mar 2, 2018 PForm 4 →	Mar 6, 5:37 pm EST	Harvest Capital Credit CorpHCAP	1,602	$10.87	$17,416	897,145	+0.18%	plan?
Feb 27, 2018 PForm 4 →	Mar 1, 6:08 pm EST	Harvest Capital Credit CorpHCAP	2,386	$10.92	$26,054	895,543	+0.27%	plan?
Feb 22, 2018 PForm 4 →	Feb 26, 5:44 pm EST	Harvest Capital Credit CorpHCAP	6,634	$10.72	$71,096	893,157	+0.75%	plan?
Feb 16, 2018 PForm 4 →	Feb 21, 5:31 pm EST	Harvest Capital Credit CorpHCAP	8,725	$10.81	$94,338	886,523	+0.99%	plan?
Feb 14, 2018 PForm 4 →	Feb 15, 4:55 pm EST	Harvest Capital Credit CorpHCAP	4,754	$10.83	$51,463	877,198	+0.54%	plan?
Feb 9, 2018 PForm 4 →	Feb 13, 7:21 pm EST	Harvest Capital Credit CorpHCAP	9,780	$10.58	$103,459	873,044	+1.13%	plan?
Dec 29, 2017 PForm 4 →	Jan 3, 2018, 5:39 pm EST	Harvest Capital Credit CorpHCAP	8,475	$10.99	$93,126	863,264	+0.99%	plan?
Dec 26, 2017 PForm 4 →	Dec 28, 5:27 pm EST	Harvest Capital Credit CorpHCAP	14,750	$10.92	$161,042	854,789	+1.76%	plan?
Dec 14, 2017 PForm 4 →	Dec 18, 6:07 pm EST	Harvest Capital Credit CorpHCAP	5,904	$10.94	$64,578	840,039	+0.71%	plan?
Dec 5, 2017 PForm 4 →	Dec 7, 5:58 pm EST	Harvest Capital Credit CorpHCAP	2,500	$11.00	$27,494	825,332	+0.30%	plan?
Dec 4, 2017 PForm 4/A →	Dec 18, 5:31 pm EST	Harvest Capital Credit CorpHCAP	11,303	$10.94	$123,672	834,135	+1.37%	plan?
Nov 29, 2017 PForm 4 →	Dec 1, 5:52 pm EST	Harvest Capital Credit CorpHCAP	60,446	$10.75	$649,511	822,832	+7.93%	plan?
Nov 9, 2016 PForm 4 →	Nov 14, 6:02 am EST	Harvest Capital Credit CorpHCAP	1,570	$12.05	$18,919	762,386	+0.21%	plan? late
Nov 4, 2016 PForm 4 →	Nov 8, 5:22 pm EST	Harvest Capital Credit CorpHCAP	26,785	$12.03	$322,238	760,816	+3.65%	plan?
Nov 1, 2016 PForm 4 →	Nov 3, 5:38 pm EDT	Harvest Capital Credit CorpHCAP	9,226	$12.05	$111,171	734,031	+1.27%	plan?
Oct 27, 2016 PForm 4 →	Oct 31, 5:54 pm EDT	Harvest Capital Credit CorpHCAP	1,905	$12.05	$22,955	724,805	+0.26%	plan?
Oct 24, 2016 PForm 4 →	Oct 26, 5:05 pm EDT	Harvest Capital Credit CorpHCAP	4,117	$12.05	$49,610	722,900	+0.57%	plan?
Oct 17, 2016 PForm 4 →	Oct 19, 6:22 pm EDT	Harvest Capital Credit CorpHCAP	6,051	$12.05	$72,915	718,783	+0.85%	plan?
Aug 24, 2015 PForm 4 →	Aug 24, 8:13 pm EDT	Harvest Capital Credit CorpHCAP	3,165	$12.14	$38,411	712,732	+0.45%	plan?
Aug 19, 2015 PForm 4 →	Aug 21, 7:25 pm EDT	Harvest Capital Credit CorpHCAP	8,218	$12.03	$98,860	709,567	+1.17%	plan?
Aug 12, 2015 PForm 4 →	Aug 14, 6:56 pm EDT	Harvest Capital Credit CorpHCAP	8,617	$12.07	$104,017	701,349	+1.24%	plan?
May 14, 2015 PForm 4 →	May 18, 7:39 pm EDT	Harvest Capital Credit CorpHCAP	2,500	$13.38	$33,450	692,732	+0.36%	plan?
May 11, 2015 PForm 4 →	May 13, 5:21 pm EDT	Harvest Capital Credit CorpHCAP	2,800	$12.23	$34,244	690,232	+0.41%	plan?
Mar 12, 2015 JForm 4 →	Mar 16, 8:06 pm EDT	Harvest Capital Credit CorpHCAP	7,930	$12.60	$99,918	681,774	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.