SEC Form 4/A · accession 0001246360-15-000179
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Raymond Jackson
Officer — CFO
Period of report
Dec 31, 2014
Accepted (ET)
Jan 6, 2015 · 1:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Dec 31, 2014 | F | 13,772 | $0.00 | D | 68,753 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The initial filing, dated 1/5/2015, incorrectly stated the number of shares withheld for the payment of taxes. This filing amends both the amount withheld and the total number of securities owned by the Reporting Person following the transactions described in the initial filing.
- F2Disposition of common shares resulting from the withholding of securities for the payment of tax liability relating to the vesting of the restricted stock units described above.