SEC Form 5 · accession 0001437749-17-002705
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan M Orszag
Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 16, 2017 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Dec 1, 2014 | P$0 | 4,203 | — | A | 41,288 | D | |
| Common Shares | holding | — | — | — | 78,812 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common shares of JMP Group LLC acquired by the Reporting Person on a monthly basis from December 1, 2014 to January 17, 2017 under a dividend reinvestment plan operated by his brokerage firm.