SEC Form 4 · accession 0001437749-18-009064
Harvest Capital Credit Corp · HCAP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 4, 2018
Accepted (ET)
May 8, 2018 · 6:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001559909
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 4, 2018 | P | 4,307 | $10.2242 | A | 977,790 | I | See Footnote |
| Common StockF1,F2 | May 7, 2018 | P | 3,918 | $10.2693 | A | 981,708 | I | See Footnote |
| Common StockF1,F2 | May 8, 2018 | P | 3,918 | $10.2013 | A | 985,626 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the acquisition of common stock pursuant to a Rule 10b5-1 Purchase Plan of JMP Investment Holdings LLC.
- F2Reflects securities owned by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities.