SEC Form 4 · accession 0001246360-15-001510
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph A Jolson
Officer — CEO · Director · 10% Owner
Period of report
Mar 13, 2015
Accepted (ET)
Mar 16, 2015 · 4:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 13, 2015 | P | 190,000 | $7.2476 | A | 2,658,503 | I | By Jolson 1991 Trust |
| Common SharesF1 | holding | — | — | — | 75,000 | I | By Foundation | |
| Common Shares | holding | — | — | — | 176,502 | D | ||
| Common SharesF2 | holding | — | — | — | 1,280,687 | I | By Jolson 1996 Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
- F2Reflects shares of common stock held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.