SEC Form 4 · accession 0001246360-15-000686
JMP GROUP LLC · JMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent Ledbetter
Other
Period of report
Feb 4, 2015
Accepted (ET)
Feb 6, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001302350
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 4, 2015 | A | 105,047 | A | — | — | Common Shares | 105,047 | 200,812 | D |
| Share Appreciation Right | $7.33 | Feb 4, 2015 | A | 75,000 | A | Jan 1, 2018 | Dec 31, 2019 | Common Shares | 75,000 | 75,000 | D |
Explanation of responses
- F1Each unit represents a right to receive one common share or an amount equal to the fair market value of one common share on the applicable vesting date.
- F2Restricted stock units vest 50% on December 31, 2015 and 50% on December 31, 2016.